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CIK 0001826892 · Non-accelerated filer<br>Smaller reporting company

BioAtla, Inc.

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Ticker
BCAB
Exchange
OTC
Industry
Biological Products, (No Diagnostic Substances)
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
851922320
Phone
858-558-0708
Business address
11085 TORREYANA ROAD, SAN DIEGO, CA, 92121
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 26 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2022-11-30 Vasquez Christian See Remarks Shares withheld for taxes −194 $11.01 $2K 83,361
2022-11-22 MCBRINN SYLVIA Director Purchase +2,000 $8.27 $17K 5,425
2022-10-31 SHORT JAY M PHD Chief Executive Officer Shares withheld for taxes −3,454 $6.89 $24K 1,387,326
2022-10-31 WALDRON RICHARD A Chief Financial Officer Shares withheld for taxes −970 $6.89 $7K 123,714
2022-10-31 Sievers Eric Chief Medical Officer Shares withheld for taxes −554 $6.89 $4K 85,063
2022-10-31 Smith Scott Andrew President Shares withheld for taxes −1,791 $6.89 $12K 324,462
2022-10-31 Vasquez Christian See Remarks Shares withheld for taxes −194 $6.89 $1K 73,555
2022-09-30 SHORT JAY M PHD Chief Executive Officer Shares withheld for taxes −2,888 $7.70 $22K 1,390,780
2022-09-30 Sievers Eric Chief Medical Officer Shares withheld for taxes −555 $7.70 $4K 85,617
2022-09-30 Smith Scott Andrew President Shares withheld for taxes −1,791 $7.70 $14K 326,253
2022-09-30 Vasquez Christian See Remarks Shares withheld for taxes −194 $7.70 $1K 73,749
2022-09-30 WALDRON RICHARD A Chief Financial Officer Shares withheld for taxes −970 $7.70 $7K 124,684
2022-09-13 MCBRINN SYLVIA Director Purchase +1,000 $8.20 $8K 3,000
2022-09-12 MCBRINN SYLVIA Director Purchase +2,000 $8.85 $18K 2,000
2022-08-31 SHORT JAY M PHD Chief Executive Officer Shares withheld for taxes −2,888 $8.71 $25K 1,393,668
2022-08-31 Vasquez Christian See Remarks Shares withheld for taxes −194 $8.71 $2K 73,943
2022-08-31 WALDRON RICHARD A Chief Financial Officer Shares withheld for taxes −970 $8.71 $8K 125,654
2022-08-31 Smith Scott Andrew President Shares withheld for taxes −1,791 $8.71 $16K 328,044
2022-08-31 Sievers Eric Chief Medical Officer Shares withheld for taxes −555 $8.71 $5K 86,172
2022-08-12 SHORT JAY M PHD Chief Executive Officer Purchase +26,350 $7.84 $207K 1,396,556

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