CIK 0001826892 · Non-accelerated filer<br>Smaller reporting company
BioAtla, Inc.
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- BCAB
- Exchange
- OTC
- Industry
- Biological Products, (No Diagnostic Substances)
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 851922320
- Phone
- 858-558-0708
- Business address
- 11085 TORREYANA ROAD, SAN DIEGO, CA, 92121
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 76 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2023-02-10 | SHORT JAY M PHD Chief Executive Officer | Grant or award · Employee Stock Option (right to buy) | +850,000 | 850,000 | ||
| 2023-02-10 | Smith Scott Andrew Former President | Grant or award · Employee Stock Option (right to buy) | +350,000 | 350,000 | ||
| 2023-02-09 | WALDRON RICHARD A Chief Financial Officer | Grant or award · Employee Stock Option (right to buy) | +210,000 | 210,000 | ||
| 2023-02-09 | Vasquez Christian See Remarks | Grant or award · Employee Stock Option (right to buy) | +135,000 | 135,000 | ||
| 2023-02-09 | Sievers Eric Chief Medical Officer | Grant or award · Employee Stock Option (right to buy) | +240,000 | 240,000 | ||
| 2023-01-31 | SHORT JAY M PHD Chief Executive Officer | Shares withheld for taxes | −3,517 | $3.79 | $13K | 1,374,475 |
| 2023-01-31 | WALDRON RICHARD A Chief Financial Officer | Shares withheld for taxes | −1,144 | $3.79 | $4K | 130,630 |
| 2023-01-31 | Smith Scott Andrew President | Shares withheld for taxes | −2,181 | $3.79 | $8K | 318,699 |
| 2023-01-31 | Sievers Eric Chief Medical Officer | Shares withheld for taxes | −654 | $3.79 | $2K | 93,300 |
| 2023-01-31 | Vasquez Christian See Remarks | Shares withheld for taxes | −229 | $3.79 | $868 | 82,938 |
| 2022-12-31 | SHORT JAY M PHD Chief Executive Officer | Shares withheld for taxes | −4,667 | $8.25 | $39K | 1,377,992 |
| 2022-12-31 | Smith Scott Andrew President | Shares withheld for taxes | −1,791 | $8.25 | $15K | 320,880 |
| 2022-12-31 | WALDRON RICHARD A Chief Financial Officer | Shares withheld for taxes | −970 | $8.25 | $8K | 131,774 |
| 2022-12-31 | Sievers Eric Chief Medical Officer | Shares withheld for taxes | −554 | $8.25 | $5K | 93,954 |
| 2022-12-31 | Vasquez Christian See Remarks | Shares withheld for taxes | −194 | $8.25 | $2K | 83,167 |
| 2022-12-19 | MCBRINN SYLVIA Director | Purchase | +3,700 | $8.33 | $31K | 9,125 |
| 2022-11-30 | SHORT JAY M PHD Chief Executive Officer | Shares withheld for taxes | −4,667 | $11.01 | $51K | 1,382,659 |
| 2022-11-30 | WALDRON RICHARD A Chief Financial Officer | Shares withheld for taxes | −970 | $11.01 | $11K | 132,744 |
| 2022-11-30 | Sievers Eric Chief Medical Officer | Shares withheld for taxes | −555 | $11.01 | $6K | 94,508 |
| 2022-11-30 | Smith Scott Andrew President | Shares withheld for taxes | −1,791 | $11.01 | $20K | 322,671 |
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