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CIK 0001826892 · Non-accelerated filer<br>Smaller reporting company

BioAtla, Inc.

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Ticker
BCAB
Exchange
OTC
Industry
Biological Products, (No Diagnostic Substances)
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
851922320
Phone
858-558-0708
Business address
11085 TORREYANA ROAD, SAN DIEGO, CA, 92121
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 76 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2023-04-30 SHORT JAY M PHD Chief Executive Officer Shares withheld for taxes −2,888 $3.37 $10K 1,406,611
2023-04-30 WALDRON RICHARD A Chief Financial Officer Shares withheld for taxes −970 $3.37 $3K 127,720
2023-04-30 Sievers Eric Chief Medical Officer Shares withheld for taxes −555 $3.37 $2K 91,636
2023-04-30 Smith Scott Andrew Director Shares withheld for taxes −1,791 $3.37 $6K 313,326
2023-04-30 Vasquez Christian See Remarks Shares withheld for taxes −194 $3.37 $654 102,326
2023-03-31 Williams Eddie Director Grant or award +4,430 4,430
2023-03-31 GRAY MARY ANN Director Grant or award +5,503 17,810
2023-03-31 SHORT JAY M PHD Chief Executive Officer Shares withheld for taxes −2,888 $2.68 $8K 1,409,499
2023-03-31 WALDRON RICHARD A Chief Financial Officer Shares withheld for taxes −970 $2.68 $3K 128,690
2023-03-31 Sievers Eric Chief Medical Officer Shares withheld for taxes −555 $2.68 $1K 92,191
2023-03-31 Smith Scott Andrew Former President Shares withheld for taxes −1,791 $2.68 $5K 315,117
2023-03-31 Vasquez Christian See Remarks Shares withheld for taxes −189 $2.68 $507 102,520
2023-03-29 SHORT JAY M PHD Chief Executive Officer Purchase +40,800 $2.47 $101K 1,412,387
2023-03-28 MCBRINN SYLVIA Director Purchase +4,000 $2.35 $9K 19,125
2023-03-28 Vasquez Christian See Remarks Purchase +20,000 $2.40 $48K 102,709
2023-02-28 SHORT JAY M PHD Chief Executive Officer Shares withheld for taxes −2,888 $2.89 $8K 1,371,587
2023-02-28 Smith Scott Andrew Former President Shares withheld for taxes −1,791 $2.98 $5K 316,908
2023-02-28 WALDRON RICHARD A Chief Financial Officer Shares withheld for taxes −970 $2.98 $3K 129,660
2023-02-28 Vasquez Christian See Remarks Shares withheld for taxes −229 $2.98 $682 82,709
2023-02-28 Sievers Eric Chief Medical Officer Shares withheld for taxes −554 $2.98 $2K 92,746

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