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CIK 0001826892 · Non-accelerated filer<br>Smaller reporting company

BioAtla, Inc.

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Ticker
BCAB
Exchange
OTC
Industry
Biological Products, (No Diagnostic Substances)
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
851922320
Phone
858-558-0708
Business address
11085 TORREYANA ROAD, SAN DIEGO, CA, 92121
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 76 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2023-07-31 Vasquez Christian See Remarks Shares withheld for taxes −194 $2.99 $580 101,744
2023-06-30 GRAY MARY ANN Director Grant or award +4,916 22,726
2023-06-30 Williams Eddie Director Grant or award +3,958 8,388
2023-06-30 SHORT JAY M PHD Chief Executive Officer Shares withheld for taxes −2,888 $3.00 $9K 1,400,835
2023-06-30 Vasquez Christian See Remarks Shares withheld for taxes −194 $3.00 $582 101,938
2023-06-30 Smith Scott Andrew Director Shares withheld for taxes −1,791 $3.00 $5K 309,744
2023-06-30 Sievers Eric Chief Medical Officer Shares withheld for taxes −555 $3.00 $2K 90,527
2023-06-30 WALDRON RICHARD A Chief Financial Officer Shares withheld for taxes −970 $3.00 $3K 125,780
2023-06-14 Smith Scott Andrew Director Grant or award · Stock Option (Right to Buy) +50,000 50,000
2023-06-14 Smith Scott Andrew Director Grant or award · Stock Option (Right to Buy) +5,895 5,895
2023-06-14 Williams Eddie Director Grant or award · Stock Option (Right to Buy) +50,000 50,000
2023-06-14 Moran Susan Director Grant or award · Stock Option (Right to Buy) +50,000 50,000
2023-06-14 STEINMAN LAWRENCE Director Grant or award · Stock Option (Right to Buy) +50,000 50,000
2023-06-14 MCBRINN SYLVIA Director Grant or award · Stock Option (Right to Buy) +50,000 50,000
2023-06-14 GRAY MARY ANN Director Grant or award · Stock Option (Right to Buy) +50,000 50,000
2023-05-31 SHORT JAY M PHD Chief Executive Officer Shares withheld for taxes −2,888 $3.15 $9K 1,403,723
2023-05-31 WALDRON RICHARD A Chief Financial Officer Shares withheld for taxes −970 $3.15 $3K 126,750
2023-05-31 Sievers Eric Chief Medical Officer Shares withheld for taxes −554 $3.15 $2K 91,082
2023-05-31 Smith Scott Andrew Director Shares withheld for taxes −1,791 $3.15 $6K 311,535
2023-05-31 Vasquez Christian See Remarks Shares withheld for taxes −194 $3.15 $611 102,132

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