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CIK 0001826892 · Non-accelerated filer<br>Smaller reporting company

BioAtla, Inc.

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Ticker
BCAB
Exchange
OTC
Industry
Biological Products, (No Diagnostic Substances)
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
851922320
Phone
858-558-0708
Business address
11085 TORREYANA ROAD, SAN DIEGO, CA, 92121
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 76 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2023-10-31 Sievers Eric Chief Medical Officer Shares withheld for taxes −555 $1.47 $816 91,332
2023-10-31 Smith Scott Andrew Director Shares withheld for taxes −1,791 $1.47 $3K 302,580
2023-10-31 Vasquez Christian See Remarks Shares withheld for taxes −194 $1.47 $285 101,162
2023-09-30 Williams Eddie Director Grant or award +6,985 15,373
2023-09-30 GRAY MARY ANN Director Grant or award +8,676 31,402
2023-09-30 SHORT JAY M PHD Chief Executive Officer Shares withheld for taxes −2,888 $1.70 $5K 1,392,171
2023-09-30 WALDRON RICHARD A Chief Financial Officer Shares withheld for taxes −970 $1.70 $2K 125,893
2023-09-30 Vasquez Christian See Remarks Shares withheld for taxes −194 $1.70 $330 101,356
2023-09-30 Smith Scott Andrew Director Shares withheld for taxes −1,791 $1.70 $3K 304,371
2023-09-30 Sievers Eric Chief Medical Officer Shares withheld for taxes −554 $1.70 $942 91,887
2023-09-08 MCBRINN SYLVIA Director Purchase +2,000 $2.54 $5K 11,125
2023-08-31 WALDRON RICHARD A Chief Financial Officer Shares withheld for taxes −970 $2.51 $2K 126,863
2023-08-31 Vasquez Christian See Remarks Shares withheld for taxes −194 $2.51 $487 101,550
2023-08-31 Smith Scott Andrew Director Shares withheld for taxes −1,791 $2.51 $4K 306,162
2023-08-31 Sievers Eric Chief Medical Officer Shares withheld for taxes −555 $2.51 $1K 92,441
2023-08-31 SHORT JAY M PHD Chief Executive Officer Shares withheld for taxes −2,888 $2.51 $7K 1,395,059
2023-07-31 SHORT JAY M PHD Chief Executive Officer Shares withheld for taxes −2,888 $2.99 $9K 1,397,947
2023-07-31 WALDRON RICHARD A Chief Financial Officer Shares withheld for taxes −970 $2.99 $3K 127,833
2023-07-31 Sievers Eric Chief Medical Officer Shares withheld for taxes −554 $2.99 $2K 92,996
2023-07-31 Smith Scott Andrew Director Shares withheld for taxes −1,791 $2.99 $5K 307,953

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