CIK 0001826892 · Non-accelerated filer<br>Smaller reporting company
BioAtla, Inc.
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- BCAB
- Exchange
- OTC
- Industry
- Biological Products, (No Diagnostic Substances)
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 851922320
- Phone
- 858-558-0708
- Business address
- 11085 TORREYANA ROAD, SAN DIEGO, CA, 92121
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2021-06-14 | SHORT JAY M PHD Chief Executive Officer | Sale | −1,100 | $43.50 | $48K | 933,849 |
| 2021-06-14 | SHORT JAY M PHD Chief Executive Officer | Sale | −1,807 | $44.47 | $80K | 932,042 |
| 2021-06-14 | Himalaya Parent LLC 10% owner | Other disposition | −8,682,304 | 0 | ||
| 2020-12-18 | Cormorant Asset Management, LP Former 10% Owner | Conversion | +1,492,060 | 1,492,060 | ||
| 2020-12-18 | Cormorant Asset Management, LP Former 10% Owner | Purchase | +800,000 | $18.00 | $14.4M | 2,292,060 |
| 2020-12-18 | Cormorant Asset Management, LP Former 10% Owner | Conversion · Series D Convertible Preferred Stock | −1,492,060 | 0 | ||
| 2020-12-18 | Levy Guy Director | Conversion | +1,790,472 | 1,790,472 | ||
| 2020-12-18 | Levy Guy Director | Purchase | +1,055,557 | $18.00 | $19.0M | 1,055,557 |
| 2020-12-18 | Levy Guy Director | Purchase | +333,333 | $18.00 | $6.0M | 333,333 |
| 2020-12-18 | Levy Guy Director | Conversion · Series D Convertible Preferred Stock | −1,790,472 | 0 | ||
| 2020-12-18 | PFIZER INC 10% owner | Conversion | +2,238,090 | 2,238,090 | ||
| 2020-12-18 | PFIZER INC 10% owner | Conversion · Series D Convertible Preferred Stock | −2,238,090 | 0 | ||
| 2020-12-15 | WALDRON RICHARD A Chief Financial Officer | Grant or award · Employee Stock Option (right to buy) | +30,988 | 30,988 | ||
| 2020-12-15 | Short Carolyn Anderson See Remarks | Grant or award · Employee Stock Option (right to buy) | +7,747 | 7,747 | ||
| 2020-12-15 | Sievers Eric Chief Medical Officer | Grant or award · Employee Stock Option (right to buy) | +77,471 | 77,471 | ||
| 2020-12-15 | SHORT JAY M PHD Chief Executive Officer | Grant or award · Employee Stock Option (right to buy) | +30,988 | 30,988 | ||
| 2020-12-15 | Smith Scott Andrew President | Grant or award · Employee Stock Option (right to buy) | +154,943 | 154,943 | ||
| 2020-12-15 | Vasquez Christian See Remarks | Grant or award · Employee Stock Option (right to buy) | +9,296 | 9,296 |
Page 19 of 19 · 378 trades