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CIK 0001379785 · Large accelerated filer

Barings BDC, Inc.

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Ticker
BBDC
Exchange
NYSE
FY end
Dec 31
Incorporated
NC
Entity type
operating
EIN
061798488
Phone
(704) 805-7200
Business address
300 SOUTH TRYON STREET, SUITE 2500, CHARLOTTE, NC, 28202
Former names
Triangle Capital CORP
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 86 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2016-12-05 Vaughn Douglas A. Chief Administrative Officer Gift +700 5,113
2016-08-29 Poole E. Ashton President and CEO Shares withheld for taxes −4,868 $20.09 $98K 165,215
2016-05-25 SMITH SHERWOOD HUBBARD JR. Director Grant or award +2,721 83,152
2016-05-25 RICH SIMON B. JR. Director Grant or award +2,721 87,128
2016-05-25 Goldstein Benjamin S Director Grant or award +2,721 47,693
2016-05-25 GAMBILL MARK M Director Grant or award +2,721 22,928
2016-05-25 Dunwoody W McComb Director Grant or award +2,721 155,564
2016-05-13 Goldstein Benjamin S Director Purchase +3,000 $18.35 $55K 44,972
2016-05-09 Knox C. Robert Jr. Principal Accounting Officer Gift −200 65,913
2016-05-09 RICH SIMON B. JR. Director Purchase +5,000 $17.30 $87K 84,407
2016-05-09 SMITH SHERWOOD HUBBARD JR. Director Purchase +4,000 $17.12 $68K 80,431
2016-05-09 Poole E. Ashton President and CEO Purchase +22,000 $17.83 $392K 165,783
2016-05-09 Poole E. Ashton President and CEO Purchase +4,300 $17.70 $76K 170,083
2016-05-09 Poole E. Ashton President and CEO Purchase +1,150 $17.41 $20K 1,666
2016-05-09 Poole E. Ashton President and CEO Purchase +1,150 $17.45 $20K 1,666
2016-05-09 LILLY STEVEN C CFO and Secretary Purchase +6,000 $17.64 $106K 249,620
2016-05-09 Burgess Brent P W Chief Investment Officer Purchase +6,000 $17.25 $104K 235,521
2016-03-22 Knox C. Robert Jr. Principal Accounting Officer Sale −3,000 $19.91 $60K 66,823
2016-03-16 Knox C. Robert Jr. Principal Accounting Officer Gift −310 66,113
2016-03-09 LILLY STEVEN C CFO and Secretary Gift −1,330 246,620

Page 15 of 23 · 458 trades