CIK 0001513525 · Non-accelerated filer<br>Smaller reporting company
Azora Therapeutics, Inc. (DE)
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- AZR
- Exchange
- Nasdaq
- Industry
- Pharmaceutical Preparations
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 800667150
- Phone
- 434-422-9800
- Business address
- 16501 VENTURA BLVD, SUITE 400, ENCINO, CA, 91436
- Former names
- ADIAL PHARMACEUTICALS, INC., Adial Pharmaceuticals, L.L.C., ADial Pharmaceuticals, L.L.C.
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 4 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2018-07-31 | Schuyler Kevin Director | Other acquisition | +89,600 | 222,990 | ||
| 2018-07-31 | Schuyler Kevin Director | Purchase | +90,000 | 312,990 | ||
| 2018-07-31 | Schuyler Kevin Director | Other acquisition | +144,200 | 144,200 | ||
| 2018-07-31 | Schuyler Kevin Director | Other acquisition · Warrant to purchase common stock | +89,600 | 89,600 | ||
| 2018-07-31 | Schuyler Kevin Director | Purchase · Warrant to purchase common stock | +90,000 | 90,000 | ||
| 2018-07-31 | Schuyler Kevin Director | Other acquisition · Warrant to purchase common stock | +192,600 | 192,600 | ||
| 2018-07-31 | Schuyler Kevin Director | Other acquisition · Warrant to purchase units | +89,600 | 89,600 | ||
| 2018-07-31 | Schuyler Kevin Director | Other acquisition · Warrant to purchase units | +192,600 | 192,600 | ||
| 2018-07-31 | Truluck Joseph Chief Financial Officer | Conversion | +5,927 | 80,555 | ||
| 2018-07-31 | Truluck Joseph Chief Financial Officer | Conversion · Convertible Note | −5,927 | 0 | ||
| 2018-07-31 | Truluck Joseph Chief Financial Officer | Conversion · Warrant | +5,927 | 5,927 | ||
| 2018-07-31 | Stilley William B. III Chief Executive Officer | Other acquisition | +36,800 | 372,402 | ||
| 2018-07-31 | Stilley William B. III Chief Executive Officer | Conversion | +52,227 | 424,629 | ||
| 2018-07-31 | Stilley William B. III Chief Executive Officer | Purchase | +80,000 | 504,000 | ||
| 2018-07-31 | Stilley William B. III Chief Executive Officer | Conversion · Convertible Note | −52,227 | 0 | ||
| 2018-07-31 | Stilley William B. III Chief Executive Officer | Other acquisition · Warrant to purchase common stock | +36,800 | 36,800 | ||
| 2018-07-31 | Stilley William B. III Chief Executive Officer | Conversion · Warrant to purchase common stock | +52,227 | 89,027 | ||
| 2018-07-31 | Stilley William B. III Chief Executive Officer | Other acquisition · Warrant to purchase units | +36,800 | 36,800 | ||
| 2018-07-31 | Stilley William B. III Chief Executive Officer | Purchase · Warrant to purchase common stock | +80,000 | 169,027 | ||
| 2018-07-31 | Schuyler Kevin Director | Conversion | +82,461 | 133,390 |
Page 9 of 10 · 190 trades