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CIK 0001513525 · Non-accelerated filer<br>Smaller reporting company

Azora Therapeutics, Inc. (DE)

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Ticker
AZR
Exchange
Nasdaq
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
800667150
Phone
434-422-9800
Business address
16501 VENTURA BLVD, SUITE 400, ENCINO, CA, 91436
Former names
ADIAL PHARMACEUTICALS, INC., Adial Pharmaceuticals, L.L.C., ADial Pharmaceuticals, L.L.C.
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 4 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2018-11-12 Schuyler Kevin Director Other acquisition · Warrant to purchase common stock +192,600 192,600
2018-11-12 Schuyler Kevin Director Other acquisition · Warrant to purchase common stock +192,600 192,600
2018-11-12 Schuyler Kevin Director Other disposition · Warrant to purchase units −120,000 0
2018-11-12 Schuyler Kevin Director Other acquisition · Warrant to purchase common stock +120,000 120,000
2018-11-12 Schuyler Kevin Director Other acquisition · Warrant to purchase common stock +120,000 120,000
2018-11-12 Schuyler Kevin Director Other disposition · Warrant to purchase units −162,200 0
2018-11-12 Schuyler Kevin Director Other acquisition · Warrant to purchase common stock +162,200 162,200
2018-11-12 Schuyler Kevin Director Other acquisition · Warrant to purchase common stock +162,200 162,200
2018-11-12 Newman James W. Jr. Director Other disposition · Warrant to purchase units −20,000 0
2018-11-12 Newman James W. Jr. Director Other acquisition · Warrant to purchase common stock +20,000 20,000
2018-11-12 Newman James W. Jr. Director Other acquisition · Warrant to purchase common stock +20,000 20,000
2018-11-12 Newman James W. Jr. Director Other disposition · Warrant to purchase units −92,000 0
2018-11-12 Newman James W. Jr. Director Other acquisition · Warrant to purchase common stock +92,000 92,000
2018-11-12 Newman James W. Jr. Director Other acquisition · Warrant to purchase common stock +92,000 92,000
2018-11-12 Stilley William B. III Chief Executive Officer Other disposition · Warrant to purchase units −36,800 0
2018-11-12 Stilley William B. III Chief Executive Officer Other acquisition · Warrant to purchase common stock +36,800 36,800
2018-11-12 Stilley William B. III Chief Executive Officer Other acquisition · Warrant to purchase common stock +36,800 36,800
2018-11-12 Johnson Bankole A. Director Other disposition · Warrant to purchase units −17,600 0
2018-11-12 Johnson Bankole A. Director Other acquisition · Warrant to purchase common stock +17,600 17,600
2018-11-12 Johnson Bankole A. Director Other acquisition · Warrant to purchase common stock +17,600 17,600

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