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CIK 0001513525 · Non-accelerated filer<br>Smaller reporting company

Azora Therapeutics, Inc. (DE)

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Ticker
AZR
Exchange
Nasdaq
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
800667150
Phone
434-422-9800
Business address
16501 VENTURA BLVD, SUITE 400, ENCINO, CA, 91436
Former names
ADIAL PHARMACEUTICALS, INC., Adial Pharmaceuticals, L.L.C., ADial Pharmaceuticals, L.L.C.
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Date Insider Transaction Shares Price Value Owned after
2018-07-31 Newman James W. Jr. Director Other acquisition · Warrant to purchase common stock +29,931 29,931
2018-07-31 Newman James W. Jr. Director Other acquisition · Warrant to purchase common stock +21,715 21,715
2018-07-31 Newman James W. Jr. Director Other acquisition · Warrant to purchase common stock +5,178 5,178
2018-07-31 Newman James W. Jr. Director Other acquisition · Warrant to purchase common stock +20,000 25,178
2018-07-31 Newman James W. Jr. Director Other acquisition · Warrant to purchase common stock +92,000 92,000
2018-07-31 Newman James W. Jr. Director Other acquisition · Warrant to purchase units +20,000 20,000
2018-07-31 Newman James W. Jr. Director Other acquisition · Warrant to purchase units +92,000 92,000
2018-07-31 Newman James W. Jr. Director Purchase · Warrant to purchase common stock +10,000 102,000
2018-07-31 Newman James W. Jr. Director Purchase · Warrant to purchase common stock +10,000 10,000
2018-07-31 Johnson Bankole A. Director Conversion +153,114 $0.44 $67K 255,768
2018-07-31 Johnson Bankole A. Director Other acquisition +17,600 273,368
2018-07-31 Johnson Bankole A. Director Purchase +1,400 1,400
2018-07-31 Johnson Bankole A. Director Grant or award +40,382 313,750
2018-07-31 Johnson Bankole A. Director Conversion · Convertible Note −153,114 $0.44 $67K 0
2018-07-31 Johnson Bankole A. Director Other acquisition · Warrant to purchase common stock +17,600 17,600
2018-07-31 Johnson Bankole A. Director Conversion · Warrant to purchase common stock +153,114 170,714
2018-07-31 Johnson Bankole A. Director Other acquisition · Warrant to purchase units +17,600 17,600
2018-07-31 Johnson Bankole A. Director Purchase · Warrant to purchase common stock +1,400 169,314
2018-07-31 Goodman Tony Director Purchase +7,000 8,755
2018-07-31 Goodman Tony Director Purchase · Warrant to purchase common stock +7,000 7,000

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