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CIK 0001385818 · Non-accelerated filer<br>Smaller reporting company

AYTU BIOPHARMA, INC

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Ticker
AYTU
Exchange
Nasdaq
Industry
Pharmaceutical Preparations
FY end
Jun 30
Incorporated
DE
Entity type
operating
EIN
470883144
Phone
(720) 437-6580
Business address
7900 E. UNION AVENUE, SUITE 920, DENVER, CO, 80237
Former names
AYTU BIOSCIENCE, INC, Rosewind CORP
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Date Insider Transaction Shares Price Value Owned after
2019-04-18 ARMISTICE CAPITAL, LLC Director Other acquisition · Series E Convertible Preferred Stock +0 2,751,148
2019-04-18 ARMISTICE CAPITAL, LLC Director Other acquisition · Warrant +4,403,409 4,403,409
2019-04-18 ARMISTICE CAPITAL, LLC Director Other acquisition · Warrant +0 4,403,409
2019-02-13 Green David A Chief Financial Officer Grant or award +3,500 $1.04 $4K 269,750
2019-02-13 Green David A Chief Financial Officer Grant or award +1,500 $1.04 $2K 271,250
2019-02-13 Mehta Ketan Bhupatrai Chief Financial Officer Grant or award +65,000 65,000
2018-12-21 Green David A Chief Financial Officer Sale −3,330 $0.81 $3K 266,250
2018-11-26 Disbrow Joshua R. Chief Executive Officer Purchase · Warrants (right to buy) +5,000 $0.10 $500 5,000
2018-10-24 DOCKERY CARL Director Grant or award +150,000 152,663
2018-10-24 MACALUSO MICHAEL Director Grant or award +200,000 202,738
2018-10-24 Green David A Chief Financial Officer Grant or award +262,500 269,580
2018-10-24 Donofrio John Jr. Director Grant or award +150,000 152,663
2018-10-24 Disbrow Joshua R. Chief Executive Officer Grant or award +445,500 470,048
2018-10-24 Disbrow Jarrett Chief Operating Officer Grant or award +337,500 359,475
2018-10-24 Cantrell Gary Director Grant or award +150,000 152,840
2018-03-06 Disbrow Joshua R. Chief Executive Officer Purchase +226,105 $0.45 $102K 490,949
2018-03-06 Disbrow Joshua R. Chief Executive Officer Purchase · Warrants +226,105 226,105
2018-03-06 Green David A Chief Financial Officer Purchase +66,600 $0.45 $30K 141,600
2018-03-06 Green David A Chief Financial Officer Purchase · Warrants +66,600 66,600
2018-03-06 Disbrow Jarrett Chief Operating Officer Purchase +226,105 $0.45 $102K 439,490

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