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CIK 0001385818 · Non-accelerated filer<br>Smaller reporting company

AYTU BIOPHARMA, INC

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Ticker
AYTU
Exchange
Nasdaq
Industry
Pharmaceutical Preparations
FY end
Jun 30
Incorporated
DE
Entity type
operating
EIN
470883144
Phone
(720) 437-6580
Business address
7900 E. UNION AVENUE, SUITE 920, DENVER, CO, 80237
Former names
AYTU BIOSCIENCE, INC, Rosewind CORP
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Date Insider Transaction Shares Price Value Owned after
2020-02-14 ARMISTICE CAPITAL, LLC Director Other acquisition · Warrants +85,191 85,191
2020-02-14 ARMISTICE CAPITAL, LLC Director Other acquisition · Warrants +0 85,191
2020-01-21 Mehta Ketan Bhupatrai Director Grant or award +10,000 75,000
2019-12-20 ARMISTICE CAPITAL, LLC Director Purchase +26,000 $0.88 $23K 7,950,000
2019-12-20 ARMISTICE CAPITAL, LLC Director Purchase +0 7,950,000
2019-12-19 ARMISTICE CAPITAL, LLC Director Purchase +52,788 $0.85 $45K 7,924,000
2019-12-19 ARMISTICE CAPITAL, LLC Director Purchase +0 7,924,000
2019-12-19 Disbrow Joshua R. Chief Executive Officer Purchase +50,000 $0.89 $44K 520,048
2019-12-19 Disbrow Joshua R. Chief Executive Officer Purchase +5,000 $0.89 $4K 525,048
2019-10-30 ARMISTICE CAPITAL, LLC Director Conversion +2,751,148 $0.88 $2.4M 7,871,212
2019-10-30 ARMISTICE CAPITAL, LLC Director Conversion +0 7,871,212
2019-10-30 ARMISTICE CAPITAL, LLC Director Conversion · Series E Convertible Preferred Stock −2,751,148 0
2019-10-30 ARMISTICE CAPITAL, LLC Director Conversion · Series E Convertible Preferred Stock −0 0
2019-10-11 ARMISTICE CAPITAL, LLC Director Purchase · Series F Convertible Preferred Stock +5,000 5,000,000
2019-10-11 ARMISTICE CAPITAL, LLC Director Purchase · Series F Convertible Preferred Stock +0 5,000,000
2019-10-11 ARMISTICE CAPITAL, LLC Director Purchase · Warrants +5,000,000 5,000,000
2019-10-11 ARMISTICE CAPITAL, LLC Director Purchase · Warrants +0 5,000,000
2019-04-18 ARMISTICE CAPITAL, LLC Director Other acquisition +3,120,064 5,120,064
2019-04-18 ARMISTICE CAPITAL, LLC Director Other acquisition +0 5,120,064
2019-04-18 ARMISTICE CAPITAL, LLC Director Other acquisition · Series E Convertible Preferred Stock +2,751,148 2,751,148

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