CIK 0001385818 · Non-accelerated filer<br>Smaller reporting company
AYTU BIOPHARMA, INC
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- AYTU
- Exchange
- Nasdaq
- Industry
- Pharmaceutical Preparations
- FY end
- Jun 30
- Incorporated
- DE
- Entity type
- operating
- EIN
- 470883144
- Phone
- (720) 437-6580
- Business address
- 7900 E. UNION AVENUE, SUITE 920, DENVER, CO, 80237
- Former names
- AYTU BIOSCIENCE, INC, Rosewind CORP
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2020-06-08 | Cantrell Gary Director | Grant or award · Employee Stock Option Grant | +20,000 | 20,038 | ||
| 2020-06-08 | MACALUSO MICHAEL Director | Grant or award · Employee Stock Option Grant | +40,000 | 40,105 | ||
| 2020-06-08 | Mehta Ketan Bhupatrai Director | Grant or award · Employee Stock Option Grant | +40,000 | 40,000 | ||
| 2020-04-27 | ARMISTICE CAPITAL, LLC Director | Option exercise | +5,000,000 | $1.25 | $6.3M | 5,108,921 |
| 2020-04-27 | ARMISTICE CAPITAL, LLC Director | Option exercise | +0 | 5,108,921 | ||
| 2020-04-27 | ARMISTICE CAPITAL, LLC Director | Sale | −5,108,921 | $1.82 | $9.3M | 0 |
| 2020-04-27 | ARMISTICE CAPITAL, LLC Director | Sale | −0 | 0 | ||
| 2020-04-27 | ARMISTICE CAPITAL, LLC Director | Option exercise · Warrants | −5,000,000 | 0 | ||
| 2020-04-27 | ARMISTICE CAPITAL, LLC Director | Option exercise · Warrants | −0 | 0 | ||
| 2020-04-15 | Cerecor Inc. 10% owner | Sale | −92,777 | $1.55 | $144K | 9,713,068 |
| 2020-04-10 | Cerecor Inc. 10% owner | Conversion | +9,805,845 | 9,805,845 | ||
| 2020-04-10 | Cerecor Inc. 10% owner | Conversion · Convertible Preferred Stock | −9,805,845 | 0 | ||
| 2020-04-06 | ARMISTICE CAPITAL, LLC Director | Other acquisition | +108,920 | 108,921 | ||
| 2020-04-06 | ARMISTICE CAPITAL, LLC Director | Other acquisition | +0 | 108,921 | ||
| 2020-03-10 | ARMISTICE CAPITAL, LLC Director | Option exercise | +1,918,587 | 10,203,867 | ||
| 2020-03-10 | ARMISTICE CAPITAL, LLC Director | Option exercise | +0 | 10,203,867 | ||
| 2020-03-10 | ARMISTICE CAPITAL, LLC Director | Option exercise | +5,000,000 | $1.00 | $5.0M | 15,203,867 |
| 2020-03-10 | ARMISTICE CAPITAL, LLC Director | Option exercise | +0 | 15,203,867 | ||
| 2020-03-10 | ARMISTICE CAPITAL, LLC Director | Option exercise | +4,403,409 | $1.00 | $4.4M | 19,609,276 |
| 2020-03-10 | ARMISTICE CAPITAL, LLC Director | Option exercise | +0 | 19,609,276 |
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