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CIK 0001385818 · Non-accelerated filer<br>Smaller reporting company

AYTU BIOPHARMA, INC

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Ticker
AYTU
Exchange
Nasdaq
Industry
Pharmaceutical Preparations
FY end
Jun 30
Incorporated
DE
Entity type
operating
EIN
470883144
Phone
(720) 437-6580
Business address
7900 E. UNION AVENUE, SUITE 920, DENVER, CO, 80237
Former names
AYTU BIOSCIENCE, INC, Rosewind CORP
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Date Insider Transaction Shares Price Value Owned after
2016-07-07 Disbrow Jarrett Chief Operating Officer Grant or award +165,000 198,654
2016-07-07 Disbrow Jarrett Chief Operating Officer Returned to the company · Employee Stock Option Grant −50,000 0
2016-07-07 Disbrow Jarrett Chief Operating Officer Grant or award · Employee Stock Option Grant +50,000 50,000
2016-07-07 Disbrow Jarrett Chief Operating Officer Grant or award · Employee Stock Option Grant −60,000 60,000
2016-05-06 DOCKERY CARL Director Purchase · Warrant to Purchase Common Stock +5,000,000 5,000,000
2016-05-06 Disbrow Joshua R. Chief Executive Officer Purchase · Warrant to Purchase Common Stock +250,000 250,000
2016-05-06 Disbrow Jarrett Chief Operating Officer Purchase · Warrant to Purchase Common Stock +250,000 250,000
2016-05-06 DOCKERY CARL Director Purchase +5,000,000 $0.40 $2.0M 5,047,591
2016-05-06 Disbrow Joshua R. Chief Executive Officer Purchase +250,000 $0.40 $100K 403,846
2016-05-06 Disbrow Jarrett Chief Operating Officer Purchase +250,000 $0.40 $100K 403,846
2016-04-11 DOCKERY CARL Director Grant or award · Employee Stock Option Grant +100,000 100,000
2016-04-11 MACALUSO MICHAEL Director Grant or award · Employee Stock Option Grant +100,000 100,000
2016-01-20 Disbrow Joshua R. Chief Executive Officer Purchase +153,846 $0.65 $100K 153,846
2016-01-20 Disbrow Jarrett Chief Operating Officer Purchase +153,846 $0.65 $100K 153,846
2015-12-01 Ampio Pharmaceuticals, Inc. 10% owner Other disposition −10,399,661 1,226,407
2015-11-11 McGrael Jonathan H Vice President of Sales Grant or award · Employee Stock Option Grant +200,000 200,000
2015-11-11 MACALUSO MICHAEL Director Grant or award · Employee Stock Option Grant +125,000 125,000
2015-11-11 Gould Gregory A Chief Financial Officer Grant or award · Employee Stock Option Grant +250,000 250,000
2015-11-11 Disbrow Joshua R. Chief Executive Officer Grant or award · Employee Stock Option Grant +600,000 600,000
2015-11-11 Disbrow Jarrett Chief Operating Officer Grant or award · Employee Stock Option Grant +600,000 600,000

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