CIK 0001385818 · Non-accelerated filer<br>Smaller reporting company
AYTU BIOPHARMA, INC
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- AYTU
- Exchange
- Nasdaq
- Industry
- Pharmaceutical Preparations
- FY end
- Jun 30
- Incorporated
- DE
- Entity type
- operating
- EIN
- 470883144
- Phone
- (720) 437-6580
- Business address
- 7900 E. UNION AVENUE, SUITE 920, DENVER, CO, 80237
- Former names
- AYTU BIOSCIENCE, INC, Rosewind CORP
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2017-02-27 | Disbrow Joshua R. Chief Executive Officer | Option exercise · Warrant to Purchase Common Stock | −166,666 | 0 | ||
| 2017-02-27 | Disbrow Joshua R. Chief Executive Officer | Option exercise · Warran to Purchase Common Stock | −20,834 | 0 | ||
| 2016-12-16 | Disbrow Joshua R. Chief Executive Officer | Purchase · Warrant to Purchase Common Stock | +28,924 | $0.07 | $2K | 28,924 |
| 2016-11-02 | Cantrell Gary Director | Purchase | +33,333 | $1.50 | $50K | 98,333 |
| 2016-11-02 | Cantrell Gary Director | Purchase · Warrant to Purchase Common Stock | +33,333 | 33,333 | ||
| 2016-11-02 | Gould Gregory A Chief Financial Officer | Purchase | +66,666 | $1.50 | $100K | 273,565 |
| 2016-11-02 | Gould Gregory A Chief Financial Officer | Purchase · Warrant to Purchase Common Stock | +66,666 | 66,666 | ||
| 2016-11-02 | Disbrow Jarrett Chief Operating Officer | Purchase | +166,666 | $1.50 | $250K | 413,504 |
| 2016-11-02 | Disbrow Jarrett Chief Operating Officer | Purchase · Warrant to Purchase Common Stock | +166,666 | 166,666 | ||
| 2016-11-02 | Disbrow Joshua R. Chief Executive Officer | Purchase | +166,666 | $1.50 | $250K | 442,694 |
| 2016-11-02 | Disbrow Joshua R. Chief Executive Officer | Purchase · Warrant to Purchase Common Stock | +166,666 | 166,666 | ||
| 2016-08-02 | Gould Gregory A Chief Financial Officer | Grant or award | +41,899 | 206,899 | ||
| 2016-08-02 | Disbrow Joshua R. Chief Executive Officer | Grant or award | +52,374 | 276,028 | ||
| 2016-08-02 | Disbrow Jarrett Chief Operating Officer | Grant or award | +48,184 | 246,838 | ||
| 2016-07-12 | Donofrio John Jr. Director | Grant or award | +65,000 | 65,000 | ||
| 2016-07-12 | Donofrio John Jr. Director | Grant or award · Stock Option Grant | +15,000 | 15,000 | ||
| 2016-07-12 | Cantrell Gary Director | Grant or award | +65,000 | 65,000 | ||
| 2016-07-12 | Cantrell Gary Director | Grant or award · Stock Option Grant | +15,000 | 15,000 | ||
| 2016-07-07 | McGrael Jonathan H VP of Commercial Operations | Grant or award | +140,000 | 140,000 | ||
| 2016-07-07 | McGrael Jonathan H VP of Commercial Operations | Returned to the company · Employee Stock Option Grant | −16,667 | 0 |
Page 13 of 15 · 300 trades