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CIK 0001385818 · Non-accelerated filer<br>Smaller reporting company

AYTU BIOPHARMA, INC

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Ticker
AYTU
Exchange
Nasdaq
Industry
Pharmaceutical Preparations
FY end
Jun 30
Incorporated
DE
Entity type
operating
EIN
470883144
Phone
(720) 437-6580
Business address
7900 E. UNION AVENUE, SUITE 920, DENVER, CO, 80237
Former names
AYTU BIOSCIENCE, INC, Rosewind CORP
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Date Insider Transaction Shares Price Value Owned after
2018-03-06 Disbrow Jarrett Chief Operating Officer Purchase · Warrants +226,105 226,105
2018-01-02 Green David A Chief Financial Officer Grant or award +75,000 75,000
2017-11-07 MACALUSO MICHAEL Director Grant or award +50,000 54,739
2017-11-07 Disbrow Joshua R. Chief Executive Officer Grant or award +150,000 264,844
2017-11-07 Donofrio John Jr. Director Grant or award +50,000 53,250
2017-11-07 DOCKERY CARL Director Grant or award +50,000 95,115
2017-11-07 Disbrow Jarrett Chief Operating Officer Grant or award +100,000 213,385
2017-11-07 Cantrell Gary Director Grant or award +50,000 56,771
2017-08-15 Disbrow Jarrett Chief Operating Officer Grant or award +1,666,667 $0.15 $250K 2,267,671
2017-08-15 Disbrow Jarrett Chief Operating Officer Grant or award · Warrant to Purchase Common Stock +2,500,000 $0.18 $450K 0
2017-08-15 Disbrow Joshua R. Chief Executive Officer Grant or award +1,666,667 $0.15 $250K 2,296,861
2017-08-15 Disbrow Joshua R. Chief Executive Officer Grant or award · Warrant to Purchase Common Stock +2,500,000 $0.18 $450K 0
2017-03-16 Disbrow Jarrett Chief Operating Officer Returned to the company · Employee Stock Option Grant −50,000 0
2017-03-16 Disbrow Jarrett Chief Operating Officer Returned to the company · Employee Stock Option Grant −60,000 0
2017-03-16 Disbrow Jarrett Chief Operating Officer Grant or award · Employee Stock Option Grant +50,000 50,000
2017-03-16 Disbrow Jarrett Chief Operating Officer Grant or award · Employee Stock Option Grant +60,000 60,000
2017-03-16 Disbrow Joshua R. Chief Executive Officer Returned to the company · Employee Stock Option Grant −50,000 0
2017-03-16 Disbrow Joshua R. Chief Executive Officer Returned to the company · Employee Stock Option Grant −60,000 0
2017-03-16 Disbrow Joshua R. Chief Executive Officer Grant or award · Employee Stock Option Grant +50,000 50,000
2017-03-16 Disbrow Joshua R. Chief Executive Officer Grant or award · Employee Stock Option Grant +60,000 60,000

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