CIK 0001051627 · Non-accelerated filer<br>Smaller reporting company
AXT INC
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- AXTI
- Exchange
- Nasdaq
- Industry
- Semiconductors & Related Devices
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 943031310
- Phone
- 510.438.4734
- Business address
- 4281 TECHNOLOGY DR., FREMONT, CA, 94538
- Former names
- AMERICAN XTAL TECHNOLOGY
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $384,280
- in 1 filing
Net −$384,280. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2015-11-02 | CHEN JESSE Director | Grant or award | +13,761 | 192,999 | ||
| 2015-11-02 | LEBLANC LEONARD J Director | Grant or award | +13,761 | 142,874 | ||
| 2015-11-02 | FISCHER GARY L VP, CFO & Corporate Secretary | Grant or award | +33,000 | 37,000 | ||
| 2015-11-02 | FISCHER GARY L VP, CFO & Corporate Secretary | Grant or award · Stock Options | +99,000 | $2.18 | $216K | 311,000 |
| 2015-11-02 | HOU HONG Q Chief Operating Officer | Grant or award | +10,000 | 310,000 | ||
| 2015-11-02 | HOU HONG Q Chief Operating Officer | Grant or award · Stock Options | +30,000 | $2.18 | $65K | 30,000 |
| 2015-11-02 | Ochrym Robert G VP Business Development | Grant or award | +7,000 | 29,000 | ||
| 2015-11-02 | Ochrym Robert G VP Business Development | Grant or award · stock option | +21,000 | $2.18 | $46K | 193,556 |
| 2015-11-02 | YOUNG MORRIS S Chief Executive Officer | Grant or award | +120,000 | 1,025,239 | ||
| 2015-11-02 | YOUNG MORRIS S Chief Executive Officer | Grant or award · Stock Option | +360,000 | $2.18 | $785K | 1,066,896 |
| 2015-08-31 | Zhang Davis (Former) President, JV Ops | Sale | −4,457 | $2.24 | $10K | 202,488 |
| 2015-08-28 | Zhang Davis (Former) President, JV Ops | Sale | −14,200 | $2.20 | $31K | 206,945 |
| 2015-08-27 | Zhang Davis (Former) President, JV Ops | Sale | −1,978 | $2.17 | $4K | 221,145 |
| 2015-08-24 | Zhang Davis (Former) President, JV Ops | Option exercise | +50,000 | $1.33 | $67K | 223,123 |
| 2015-08-24 | Zhang Davis (Former) President, JV Ops | Option exercise · Stock Options (right to buy) | −50,000 | 604,750 | ||
| 2015-08-21 | Zhang Davis (Former) President, JV Ops | Sale | −7,000 | $2.16 | $15K | 173,123 |
| 2015-08-20 | Zhang Davis (Former) President, JV Ops | Sale | −7,000 | $2.15 | $15K | 180,123 |
| 2015-08-19 | Zhang Davis (Former) President, JV Ops | Sale | −10,000 | $2.21 | $22K | 187,123 |
| 2015-08-18 | Zhang Davis (Former) President, JV Ops | Sale | −5,350 | $2.22 | $12K | 197,123 |
| 2015-07-16 | YOUNG MORRIS S Chief Executive Officer | Gift | −1,000 | 581,951 |
Page 18 of 19 · 362 trades