CIK 0001051627 · Non-accelerated filer<br>Smaller reporting company
AXT INC
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- AXTI
- Exchange
- Nasdaq
- Industry
- Semiconductors & Related Devices
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 943031310
- Phone
- 510.438.4734
- Business address
- 4281 TECHNOLOGY DR., FREMONT, CA, 94538
- Former names
- AMERICAN XTAL TECHNOLOGY
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $384,280
- in 1 filing
Net −$384,280. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2016-11-21 | CHEN JESSE Director | Sale | −39,593 | $5.30 | $210K | 143,666 |
| 2016-11-16 | CHEN JESSE Director | Sale | −26,000 | $5.15 | $134K | 183,259 |
| 2016-11-08 | Ochrym Robert G VP Business Development | Option exercise | +81,861 | $3.46 | $283K | 117,861 |
| 2016-11-08 | Ochrym Robert G VP Business Development | Sale | −81,861 | $5.07 | $415K | 36,000 |
| 2016-11-08 | Ochrym Robert G VP Business Development | Option exercise · Stock Options | −81,861 | 106,118 | ||
| 2016-11-08 | LEBLANC LEONARD J Director | Sale | −5,000 | $5.21 | $26K | 154,134 |
| 2016-10-28 | YOUNG MORRIS S Chief Executive Officer | Grant or award | +58,299 | 1,073,538 | ||
| 2016-10-28 | YOUNG MORRIS S Chief Executive Officer | Grant or award · Stock Options | +174,896 | $5.21 | $911K | 1,241,792 |
| 2016-10-28 | Ochrym Robert G VP Business Development | Grant or award | +7,000 | 36,000 | ||
| 2016-10-28 | Ochrym Robert G VP Business Development | Grant or award · Stock Options | +21,000 | $5.21 | $109K | 187,979 |
| 2016-10-28 | FISCHER GARY L VP, CFO & Corporate Secretary | Grant or award | +21,895 | 58,895 | ||
| 2016-10-28 | FISCHER GARY L VP, CFO & Corporate Secretary | Grant or award · Stock Options | +65,685 | $5.21 | $342K | 376,685 |
| 2016-08-29 | Ochrym Robert G VP Business Development | Option exercise | +26,577 | $2.04 | $54K | 55,577 |
| 2016-08-29 | Ochrym Robert G VP Business Development | Sale | +26,577 | $4.39 | $117K | 29,000 |
| 2016-08-29 | Ochrym Robert G VP Business Development | Option exercise · Stock option | −26,577 | 166,979 | ||
| 2016-05-26 | CHANG DAVID C Director | Grant or award | +16,260 | 164,984 | ||
| 2016-05-26 | CHEN JESSE Director | Grant or award | +16,260 | 209,259 | ||
| 2016-05-26 | LEBLANC LEONARD J Director | Grant or award | +16,260 | 159,134 | ||
| 2016-05-03 | YOUNG MORRIS S Chief Executive Officer | Returned to the company | −10,000 | $3.50 | $35K | 1,015,239 |
| 2015-11-02 | CHANG DAVID C Director | Grant or award | +13,761 | 148,724 |
Page 17 of 19 · 362 trades