CIK 0001051627 · Non-accelerated filer<br>Smaller reporting company
AXT INC
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- AXTI
- Exchange
- Nasdaq
- Industry
- Semiconductors & Related Devices
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 943031310
- Phone
- 510.438.4734
- Business address
- 4281 TECHNOLOGY DR., FREMONT, CA, 94538
- Former names
- AMERICAN XTAL TECHNOLOGY
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $384,280
- in 1 filing
Net −$384,280. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2016-11-30 | YOUNG MORRIS S Chief Executive Officer | Option exercise | +40,000 | $1.59 | $64K | 1,120,304 |
| 2016-11-30 | YOUNG MORRIS S Chief Executive Officer | Option exercise · Stock Option (right to buy) | −40,000 | 1,121,792 | ||
| 2016-11-30 | Ochrym Robert G VP Business Development | Option exercise | +4,248 | $2.47 | $10K | 40,248 |
| 2016-11-30 | Ochrym Robert G VP Business Development | Option exercise | +5,250 | $2.18 | $11K | 45,498 |
| 2016-11-30 | Ochrym Robert G VP Business Development | Sale | −9,498 | $4.95 | $47K | 36,000 |
| 2016-11-30 | Ochrym Robert G VP Business Development | Option exercise · Stock Option | −4,248 | $2.47 | $10K | 93,431 |
| 2016-11-30 | Ochrym Robert G VP Business Development | Option exercise · Stock Option | −5,250 | $2.18 | $11K | 88,181 |
| 2016-11-29 | YOUNG MORRIS S Chief Executive Officer | Sale | −700 | $5.10 | $4K | 1,091,014 |
| 2016-11-29 | Ochrym Robert G VP Business Development | Option exercise | +687 | $2.91 | $2K | 36,687 |
| 2016-11-29 | Ochrym Robert G VP Business Development | Option exercise | +7,752 | $2.47 | $19K | 44,439 |
| 2016-11-29 | Ochrym Robert G VP Business Development | Sale | −8,439 | $5.00 | $42K | 36,000 |
| 2016-11-29 | Ochrym Robert G VP Business Development | Option exercise · Stock Option | −687 | $2.91 | $2K | 105,431 |
| 2016-11-29 | Ochrym Robert G VP Business Development | Option exercise · Stock Option | −7,752 | $2.47 | $19K | 97,679 |
| 2016-11-28 | YOUNG MORRIS S Chief Executive Officer | Sale | −34,556 | $5.13 | $177K | 1,104,948 |
| 2016-11-25 | YOUNG MORRIS S Chief Executive Officer | Sale | −10,512 | $5.10 | $54K | 1,139,504 |
| 2016-11-23 | YOUNG MORRIS S Chief Executive Officer | Gift | −12,000 | 1,091,714 | ||
| 2016-11-22 | CHEN JESSE Director | Sale | −16,388 | $5.30 | $87K | 127,278 |
| 2016-11-22 | YOUNG MORRIS S Chief Executive Officer | Option exercise | +80,000 | $1.59 | $127K | 1,153,538 |
| 2016-11-22 | YOUNG MORRIS S Chief Executive Officer | Sale | −3,522 | $5.20 | $18K | 1,150,016 |
| 2016-11-22 | YOUNG MORRIS S Chief Executive Officer | Option exercise · Stock Options (right to buy) | −80,000 | 1,161,792 |
Page 16 of 19 · 362 trades