CIK 0001051627 · Non-accelerated filer<br>Smaller reporting company
AXT INC
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- AXTI
- Exchange
- Nasdaq
- Industry
- Semiconductors & Related Devices
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 943031310
- Phone
- 510.438.4734
- Business address
- 4281 TECHNOLOGY DR., FREMONT, CA, 94538
- Former names
- AMERICAN XTAL TECHNOLOGY
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $384,280
- in 1 filing
Net −$384,280. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2017-08-08 | Ochrym Robert G VP Business Development | Option exercise | +38,869 | $5.34 | $208K | 74,869 |
| 2017-08-08 | Ochrym Robert G VP Business Development | Sale | −38,869 | $8.02 | $312K | 36,000 |
| 2017-08-08 | Ochrym Robert G VP Business Development | Option exercise · Stock Options | −38,869 | $5.34 | $208K | 41,812 |
| 2017-08-01 | CHANG DAVID C Director | Sale | −9,000 | $8.80 | $79K | 164,807 |
| 2017-07-31 | YOUNG MORRIS S Chief Executive Officer | Option exercise | +92,896 | $1.59 | $148K | 1,213,200 |
| 2017-07-31 | YOUNG MORRIS S Chief Executive Officer | Sale | −47,896 | $8.54 | $409K | 1,165,304 |
| 2017-07-31 | YOUNG MORRIS S Chief Executive Officer | Sale | −45,000 | $8.53 | $384K | 1,120,304 |
| 2017-07-31 | YOUNG MORRIS S Chief Executive Officer | Option exercise · Stock Option (right to buy) | −92,896 | 1,028,896 | ||
| 2017-05-27 | CHANG DAVID C Director | Grant or award | +8,823 | 173,807 | ||
| 2017-05-25 | CHEN JESSE Director | Grant or award | +8,823 | 136,101 | ||
| 2017-05-25 | LEBLANC LEONARD J Director | Grant or award | +8,823 | 157,957 | ||
| 2017-05-23 | Ochrym Robert G VP Business Development | Option exercise | +3,000 | $2.36 | $7K | 39,000 |
| 2017-05-23 | Ochrym Robert G VP Business Development | Option exercise | +3,000 | $2.47 | $7K | 42,000 |
| 2017-05-23 | Ochrym Robert G VP Business Development | Option exercise | +1,500 | $2.18 | $3K | 43,500 |
| 2017-05-23 | Ochrym Robert G VP Business Development | Sale | −7,500 | $6.93 | $52K | 36,000 |
| 2017-05-23 | Ochrym Robert G VP Business Development | Option exercise · Stock Options | −3,000 | $2.36 | $7K | 85,181 |
| 2017-05-23 | Ochrym Robert G VP Business Development | Option exercise · Stock Option | −3,000 | $2.47 | $7K | 82,181 |
| 2017-05-23 | Ochrym Robert G VP Business Development | Option exercise · Common Stock | −1,500 | $2.18 | $3K | 80,681 |
| 2017-05-16 | LEBLANC LEONARD J Director | Sale | −5,000 | $7.27 | $36K | 149,134 |
| 2016-11-30 | YOUNG MORRIS S Chief Executive Officer | Sale | −10,710 | $5.05 | $54K | 1,080,304 |
Page 15 of 19 · 362 trades