CIK 0001051627 · Non-accelerated filer<br>Smaller reporting company
AXT INC
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- AXTI
- Exchange
- Nasdaq
- Industry
- Semiconductors & Related Devices
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 943031310
- Phone
- 510.438.4734
- Business address
- 4281 TECHNOLOGY DR., FREMONT, CA, 94538
- Former names
- AMERICAN XTAL TECHNOLOGY
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $384,280
- in 1 filing
Net −$384,280. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2017-11-20 | YOUNG MORRIS S Chief Executive Officer | Sale | −30,000 | $9.76 | $293K | 1,181,970 |
| 2017-11-20 | YOUNG MORRIS S Chief Executive Officer | Returned to the company · Stock Option (right to buy) | +30,000 | $2.18 | $65K | 1,038,693 |
| 2017-11-16 | FISCHER GARY L VP, CFO & Corporate Secretary | Option exercise | +9,750 | $2.29 | $22K | 84,515 |
| 2017-11-16 | FISCHER GARY L VP, CFO & Corporate Secretary | Sale | −20,000 | $9.16 | $183K | 64,515 |
| 2017-11-16 | FISCHER GARY L VP, CFO & Corporate Secretary | Option exercise · Stock Options | +2.29 | $2.29 | $5 | 401,138 |
| 2017-11-16 | LEBLANC LEONARD J Director | Option exercise | −4,000 | $9.15 | $37K | 153,957 |
| 2017-11-16 | Ochrym Robert G VP Business Development | Sale | −25,250 | $8.94 | $226K | 10,750 |
| 2017-11-07 | YOUNG MORRIS S Chief Executive Officer | Grant or award | +50,000 | $2.18 | $109K | 1,231,970 |
| 2017-11-07 | YOUNG MORRIS S Chief Executive Officer | Sale | −50,000 | $8.86 | $443K | 1,181,970 |
| 2017-11-07 | YOUNG MORRIS S Chief Executive Officer | Returned to the company · Stock Option (right to buy) | +50,000 | $2.18 | $109K | 1,068,693 |
| 2017-11-07 | YOUNG MORRIS S Chief Executive Officer | Grant or award | +50,000 | $2.18 | $109K | 1,170,304 |
| 2017-11-07 | YOUNG MORRIS S Chief Executive Officer | Sale | −50,000 | $8.86 | $443K | 1,120,304 |
| 2017-11-07 | YOUNG MORRIS S Chief Executive Officer | Returned to the company · Stock Option (right to buy) | +50,000 | $2.18 | $109K | 1,068,693 |
| 2017-11-03 | Ochrym Robert G VP Business Development | Option exercise | +8,125 | $4.20 | $34K | 44,125 |
| 2017-11-03 | Ochrym Robert G VP Business Development | Sale | −8,125 | $8.80 | $72K | 36,000 |
| 2017-11-03 | Ochrym Robert G VP Business Development | Option exercise · Stock Options | −8,125 | $4.20 | $34K | 33,687 |
| 2017-10-27 | YOUNG MORRIS S Chief Executive Officer | Grant or award | +61,666 | 1,181,970 | ||
| 2017-10-27 | YOUNG MORRIS S Chief Executive Officer | Grant or award · Stock Option (right to buy) | +89,797 | $9.50 | $853K | 1,118,693 |
| 2017-10-27 | FISCHER GARY L VP, CFO & Corporate Secretary | Grant or award | +15,870 | 74,765 | ||
| 2017-10-27 | FISCHER GARY L VP, CFO & Corporate Secretary | Grant or award · Stock Options | +34,203 | $9.50 | $325K | 410,888 |
Page 14 of 19 · 362 trades