CIK 0001051627 · Non-accelerated filer<br>Smaller reporting company
AXT INC
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- AXTI
- Exchange
- Nasdaq
- Industry
- Semiconductors & Related Devices
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 943031310
- Phone
- 510.438.4734
- Business address
- 4281 TECHNOLOGY DR., FREMONT, CA, 94538
- Former names
- AMERICAN XTAL TECHNOLOGY
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $384,280
- in 1 filing
Net −$384,280. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2020-05-29 | CHEN JESSE Director | Sale | −10,000 | $5.33 | $53K | 133,056 |
| 2020-05-28 | CHANG DAVID C Director | Sale | −12,800 | $5.48 | $70K | 183,962 |
| 2020-05-21 | CHEN JESSE Director | Sale | −10,000 | $5.56 | $56K | 132,147 |
| 2020-05-21 | CHEN JESSE Director | Grant or award | +10,909 | 143,056 | ||
| 2020-05-21 | CHANG DAVID C Director | Grant or award | +10,909 | 196,762 | ||
| 2020-05-21 | LEBLANC LEONARD J Director | Grant or award | +10,909 | 177,928 | ||
| 2020-05-21 | CHRISTINE RUSSELL Director | Grant or award | +10,909 | 17,088 | ||
| 2020-05-18 | YOUNG MORRIS S Chief Executive Officer | Gift | −4,000 | $1.18 | $5K | 1,621,019 |
| 2020-02-25 | FISCHER GARY L VP, CFO & Corporate Secretary | Option exercise | +100,000 | $2.29 | $229K | 233,875 |
| 2020-02-25 | FISCHER GARY L VP, CFO & Corporate Secretary | Option exercise · Stock Options | +100,000 | $2.29 | $229K | 449,078 |
| 2020-01-13 | YOUNG MORRIS S Chief Executive Officer | Option exercise | +90,000 | $2.36 | $212K | 1,625,019 |
| 2020-01-13 | YOUNG MORRIS S Chief Executive Officer | Option exercise · Stock Option (right to buy) | −90,000 | 1,361,204 | ||
| 2019-12-23 | CHRISTINE RUSSELL Director | Grant or award | +6,179 | 6,179 | ||
| 2019-12-23 | Uni-Pixel Director | Grant or award | +0 | 0 | ||
| 2019-12-23 | Uni-Pixel Director | Grant or award | +6,179 | 6,179 | ||
| 2019-11-06 | YOUNG MORRIS S Chief Executive Officer | Grant or award | +160,330 | 1,535,019 | ||
| 2019-11-06 | YOUNG MORRIS S Chief Executive Officer | Grant or award · Stock Option (right to buy) | +337,720 | $3.06 | $1.0M | 1,451,204 |
| 2019-11-06 | FISCHER GARY L VP, CFO & Corporate Secretary | Grant or award | +43,940 | 133,875 | ||
| 2019-11-06 | FISCHER GARY L VP, CFO & Corporate Secretary | Grant or award · Stock Options | +92,440 | $3.06 | $283K | 549,078 |
| 2018-12-19 | YOUNG MORRIS S Chief Executive Officer | Option exercise | +42,779 | $2.47 | $106K | 1,302,269 |
Page 12 of 19 · 362 trades