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CIK 0001579428 · Large accelerated filer

Axsome Therapeutics, Inc.

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Ticker
AXSM
Exchange
Nasdaq
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
454241907
Phone
(212) 332-3241
Business address
ONE WORLD TRADE CENTER, 29TH FLOOR, NEW YORK, NY, 10007
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,086,500
in 1 filing, $2.1M under 10b5-1 plans

Net −$2,086,500. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Jacobson Mark L. −$2.1M Chief Operating Officer sold 100% of stake
Date Insider Transaction Shares Price Value Owned after
2016-05-27 JEFFS ROGER Director Grant or award · Stock Option (Right to Buy) +5,193 5,193
2015-12-23 Kaye Randall Chief Medical Officer Purchase +1,000 $9.03 $9K 6,022
2015-11-24 Ames Constance Vice President, Finance Conversion +4,358 $5.94 $26K 4,358
2015-11-24 Ames Constance Vice President, Finance Grant or award · 8% Convertible Note +4,358 0
2015-11-24 Kaye Randall Chief Medical Officer Conversion +5,022 $5.40 $27K 5,022
2015-11-24 Kaye Randall Chief Medical Officer Grant or award · 8% Convertible Note +5,022 0
2015-11-24 Coleman Mark Director Conversion +243,750 $5.40 $1.3M 326,800
2015-11-24 Coleman Mark Director Conversion +180,526 $5.94 $1.1M 507,326
2015-11-24 Coleman Mark Director Conversion +140,672 $5.94 $836K 647,998
2015-11-24 Coleman Mark Director Grant or award · 8% Convertible Note +243,750 0
2015-11-24 Coleman Mark Director Grant or award · 8% Convertible Note +180,526 0
2015-11-24 Coleman Mark Director Grant or award · 8% Convertible Note +140,672 0
2015-11-24 JEFFS ROGER Director Conversion +4,374 $5.94 $26K 4,374
2015-11-24 JEFFS ROGER Director Grant or award · 8% Convertible Note +4,374 0
2015-11-24 Saad Mark E Director Conversion +3,502 $5.94 $21K 3,502
2015-11-24 Saad Mark E Director Grant or award · 8% Convertible Note +3,502 0
2015-11-24 TABUTEAU HERRIOT Chief Executive Officer Conversion +7,229 $5.94 $43K 7,229
2015-11-24 TABUTEAU HERRIOT Chief Executive Officer Grant or award · 8% Convertible Note +7,229 0
2015-11-19 Ames Constance Vice President, Finance Grant or award · Employee Stock Option (Right to Buy) +40,673 40,673
2015-11-19 Coleman Mark Director Grant or award · Employee Stock Option (Right to Buy) +9,127 9,127

Page 21 of 22 · 422 trades