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CIK 0001069183 · Large accelerated filer

AXON ENTERPRISE, INC.

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Ticker
AXON
Exchange
Nasdaq
Industry
Ordnance & Accessories, (No Vehicles/Guided Missiles)
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
860741227
Phone
480-991-0797
Business address
17800 N. 85TH ST., SCOTTSDALE, AZ, 85255
Former names
TASER INTERNATIONAL INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$21,233,989
in 4 filings, $21.2M under 10b5-1 plans

Net −$21,233,989. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Isner Joshua −$9.6M PRESIDENT sold 5% of stake
  2. Kunins Jeffrey C −$6.0M CPO & CTO sold 9% of stake
  3. SMITH PATRICK W −$5.1M CHIEF EXECUTIVE OFFICER sold <1% of stake
  4. Fields Isaiah −$489K Chief Legal Officer sold 2% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2013-11-08 Martz Judy Director Option exercise · Director Stock Option −60,000 $10.42 $625K 0
2013-11-04 Behrendt Daniel Marc Chief Financial Officer Option exercise +49,835 $8.81 $439K 136,153
2013-11-04 Behrendt Daniel Marc Chief Financial Officer Option exercise −49,835 $17.41 $868K 86,318
2013-11-04 Behrendt Daniel Marc Chief Financial Officer Option exercise · Employee Stock Options −49,835 $8.81 $439K 0
2013-11-04 SMITH PATRICK W Chief Executive Officer Option exercise +200,000 $7.22 $1.4M 1,439,246
2013-11-04 SMITH PATRICK W Chief Executive Officer Option exercise −200,000 $17.36 $3.5M 1,239,246
2013-11-04 SMITH PATRICK W Chief Executive Officer Option exercise · Employee Stock Option −200,000 $7.22 $1.4M 0
2013-11-01 KLINT DOUGLAS E President-Hardware Group Option exercise +25,000 $7.22 $181K 82,393
2013-11-01 KLINT DOUGLAS E President-Hardware Group Option exercise −25,000 $17.71 $443K 57,393
2013-11-01 KLINT DOUGLAS E President-Hardware Group Option exercise · Employee Stock Option −25,000 $7.22 $181K 0
2013-11-01 Behrendt Daniel Marc Chief Financial Officer Option exercise +10,000 $13.88 $139K 96,318
2013-11-01 Behrendt Daniel Marc Chief Financial Officer Option exercise −10,000 $17.53 $175K 86,318
2013-11-01 Behrendt Daniel Marc Chief Financial Officer Option exercise +51,765 $8.81 $456K 138,083
2013-11-01 Behrendt Daniel Marc Chief Financial Officer Option exercise −51,765 $17.53 $907K 86,318
2013-11-01 Behrendt Daniel Marc Chief Financial Officer Option exercise · Employee Stock Option −10,000 $13.88 $139K 0
2013-11-01 Behrendt Daniel Marc Chief Financial Officer Option exercise · Employee Stock Option −51,765 $8.81 $456K 0
2013-11-01 SMITH PATRICK W Chief Executive Officer Sale −200,000 $16.96 $3.4M 1,039,246
2013-11-01 SMITH PATRICK W Chief Executive Officer Sale · Call Option (Right to Buy) −2,000 $721.55 $1.4M 0
2013-09-16 MCBRADY MATTHEW R Director Sale · Call Option (Right to Buy) −434 $697.00 $302K 0
2013-09-05 KROLL MARK W Director Option exercise +23,810 $4.20 $100K 59,805

Page 103 of 108 · 2,150 trades