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CIK 0001299709 · Large accelerated filer

Axos Financial, Inc.

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Ticker
AX
Exchange
NYSE
Industry
Savings Institution, Federally Chartered
FY end
Jun 30
Incorporated
DE
Entity type
operating
EIN
330867444
Phone
(858) 649-2218
Business address
9205 WEST RUSSELL ROAD, SUITE #400, LAS VEGAS, NV, 89148
Former names
BofI Holding, Inc.
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$86,479
in 1 filing

Net −$86,479. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Constantine Thomas M −$86K EVP, Chief Credit Officer sold 5% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2022-09-23 PITTERS RON SVP, Head of Axos Securities Grant or award · Restricted Stock Units +2,378 9,095
2022-09-23 MATSUMOTO RAYMOND D EVP, Chief Operating Officer Grant or award · Restricted Stock Units +7,473 24,201
2022-09-23 Bar-Adon Eshel EVP, Chief Legal Officer Grant or award · Restricted Stock Units +5,164 19,502
2022-09-23 Constantine Thomas M EVP and Chief Credit Officer Grant or award · Restricted Stock Units +6,115 20,873
2022-09-23 Walsh Derrick EVP, Chief Financial Officer Option exercise +3,333 $36.80 $123K 27,111
2022-09-23 Walsh Derrick EVP, Chief Financial Officer Returned to the company −1,754 $36.80 $65K 25,357
2022-09-23 Walsh Derrick EVP, Chief Financial Officer Option exercise · Restricted Stock Units −3,333 21,654
2022-09-15 Santi Roque A Director Grant or award · Restricted Stock Units +6,000 6,000
2022-09-06 Tolla John Charles EVP, Chief Risk Officer Option exercise +1,046 $38.47 $40K 21,039
2022-09-06 Tolla John Charles EVP, Chief Risk Officer Returned to the company −550 $38.47 $21K 20,489
2022-09-06 Tolla John Charles EVP, Chief Risk Officer Option exercise · Restricted Stock Units −1,046 9,715
2022-09-06 Swanson Brian D EVP, Head of Consumer Bank Option exercise +2,136 $38.47 $82K 42,222
2022-09-06 Swanson Brian D EVP, Head of Consumer Bank Returned to the company −1,124 $38.47 $43K 41,098
2022-09-06 Swanson Brian D EVP, Head of Consumer Bank Option exercise · Restricted Stock Units −2,136 16,441
2022-09-06 Micheletti Andrew J EVP, Finance Option exercise +11,000 $38.47 $423K 539,689
2022-09-06 Micheletti Andrew J EVP, Finance Option exercise · Restricted Stock Units −11,000 33,000
2022-09-06 MATSUMOTO RAYMOND D EVP, Chief Operating Officer Option exercise +1,831 $38.47 $70K 21,777
2022-09-06 MATSUMOTO RAYMOND D EVP, Chief Operating Officer Returned to the company −964 $38.47 $37K 20,813
2022-09-06 MATSUMOTO RAYMOND D EVP, Chief Operating Officer Option exercise · Restricted Stock Units −1,831 16,728
2022-09-06 Constantine Thomas M EVP and Chief Credit Officer Option exercise +2,223 $38.47 $86K 14,072

Page 48 of 59 · 1,163 trades