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CIK 0001299709 · Large accelerated filer

Axos Financial, Inc.

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Ticker
AX
Exchange
NYSE
Industry
Savings Institution, Federally Chartered
FY end
Jun 30
Incorporated
DE
Entity type
operating
EIN
330867444
Phone
(858) 649-2218
Business address
9205 WEST RUSSELL ROAD, SUITE #400, LAS VEGAS, NV, 89148
Former names
BofI Holding, Inc.
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$86,479
in 1 filing

Net −$86,479. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Constantine Thomas M −$86K EVP, Chief Credit Officer sold 5% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2023-03-13 Nick Mosich Director Purchase +2,862 $34.00 $97K 80,556
2023-03-12 Tolla John Charles EVP, Chief Governance, Risk & Option exercise +1,959 $37.66 $74K 22,448
2023-03-12 Tolla John Charles EVP, Chief Governance, Risk & Returned to the company −1,152 $37.66 $43K 21,296
2023-03-12 Tolla John Charles EVP, Chief Governance, Risk & Option exercise · Restricted Stock Units −1,959 11,833
2023-03-12 Swanson Brian D EVP, Head of Consumer Bank Option exercise +3,118 $37.66 $117K 44,216
2023-03-12 Swanson Brian D EVP, Head of Consumer Bank Returned to the company −1,800 $37.66 $68K 42,416
2023-03-12 Swanson Brian D EVP, Head of Consumer Bank Option exercise · Restricted Stock Units −3,118 18,432
2023-03-12 PITTERS RON SVP, Head of Axos Securities Option exercise +1,567 $37.66 $59K 12,882
2023-03-12 PITTERS RON SVP, Head of Axos Securities Returned to the company −639 $37.66 $24K 12,243
2023-03-12 PITTERS RON SVP, Head of Axos Securities Option exercise · Restricted Stock Units −1,567 7,528
2023-03-12 PARK DAVID X EVP, Commercial Banking & Trea Option exercise +2,351 $37.66 $89K 10,754
2023-03-12 PARK DAVID X EVP, Commercial Banking & Trea Returned to the company −1,310 $37.66 $49K 9,444
2023-03-12 PARK DAVID X EVP, Commercial Banking & Trea Option exercise · Restricted Stock Units −2,351 13,259
2023-03-12 MATSUMOTO RAYMOND D EVP, Chief Operating Officer Option exercise +3,428 $37.66 $129K 24,241
2023-03-12 MATSUMOTO RAYMOND D EVP, Chief Operating Officer Returned to the company −1,938 $37.66 $73K 22,303
2023-03-12 MATSUMOTO RAYMOND D EVP, Chief Operating Officer Option exercise · Restricted Stock Units −3,428 20,773
2023-03-12 Constantine Thomas M EVP, Chief Credit Officer Option exercise +2,938 $37.66 $111K 15,840
2023-03-12 Constantine Thomas M EVP, Chief Credit Officer Returned to the company −1,706 $37.66 $64K 14,134
2023-03-12 Constantine Thomas M EVP, Chief Credit Officer Option exercise · Restricted Stock Units −2,938 17,935
2023-03-12 Bar-Adon Eshel EVP, Chief Legal Officer Option exercise +3,428 $37.66 $129K 116,211

Page 46 of 47 · 931 trades