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CIK 0001299709 · Large accelerated filer

Axos Financial, Inc.

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Ticker
AX
Exchange
NYSE
Industry
Savings Institution, Federally Chartered
FY end
Jun 30
Incorporated
DE
Entity type
operating
EIN
330867444
Phone
(858) 649-2218
Business address
9205 WEST RUSSELL ROAD, SUITE #400, LAS VEGAS, NV, 89148
Former names
BofI Holding, Inc.
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$86,479
in 1 filing

Net −$86,479. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Constantine Thomas M −$86K EVP, Chief Credit Officer sold 5% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2023-03-20 PARK DAVID X EVP, Commercial Banking & Trea Option exercise +755 $37.58 $28K 10,199
2023-03-20 PARK DAVID X EVP, Commercial Banking & Trea Returned to the company −421 $37.58 $16K 9,778
2023-03-20 PARK DAVID X EVP, Commercial Banking & Trea Option exercise · Restricted Stock Units −755 17,936
2023-03-20 MATSUMOTO RAYMOND D EVP, Chief Operating Officer Option exercise +1,151 $37.58 $43K 23,454
2023-03-20 MATSUMOTO RAYMOND D EVP, Chief Operating Officer Returned to the company −677 $37.58 $25K 22,777
2023-03-20 MATSUMOTO RAYMOND D EVP, Chief Operating Officer Option exercise · Restricted Stock Units −1,151 27,042
2023-03-20 Constantine Thomas M EVP, Chief Credit Officer Option exercise +1,151 $37.58 $43K 15,285
2023-03-20 Constantine Thomas M EVP, Chief Credit Officer Returned to the company −677 $37.58 $25K 14,608
2023-03-20 Constantine Thomas M EVP, Chief Credit Officer Option exercise · Restricted Stock Units −1,151 22,879
2023-03-20 Bar-Adon Eshel EVP, Chief Legal Officer Option exercise 10b5-1 +1,087 $37.58 $41K 115,344
2023-03-20 Bar-Adon Eshel EVP, Chief Legal Officer Returned to the company 10b5-1 −639 $37.58 $24K 114,705
2023-03-20 Bar-Adon Eshel EVP, Chief Legal Officer Option exercise · Restricted Stock Units 10b5-1 −1,087 19,889
2023-03-15 Tolla John Charles EVP, Chief Governance, Risk & Grant or award · Restricted Stock Units +4,373 16,206
2023-03-15 PITTERS RON SVP, Head of Axos Securities Grant or award · Restricted Stock Units +2,518 10,046
2023-03-15 MATSUMOTO RAYMOND D EVP, Chief Operating Officer Grant or award · Restricted Stock Units +7,420 28,193
2023-03-15 Constantine Thomas M EVP, Chief Credit Officer Grant or award · Restricted Stock Units +6,095 24,030
2023-03-15 Bar-Adon Eshel EVP, Chief Legal Officer Grant or award · Restricted Stock Units +4,902 20,976
2023-03-15 PARK DAVID X EVP, Commercial Banking & Trea Grant or award · Restricted Stock Units +5,432 18,691
2023-03-15 Swanson Brian D EVP, Head of Consumer Bank Grant or award · Restricted Stock Units +4,161 22,593
2023-03-15 Walsh Derrick EVP, Chief Financial Officer Grant or award · Restricted Stock Units +5,962 29,049

Page 45 of 47 · 931 trades