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CIK 0001299709 · Large accelerated filer

Axos Financial, Inc.

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Ticker
AX
Exchange
NYSE
Industry
Savings Institution, Federally Chartered
FY end
Jun 30
Incorporated
DE
Entity type
operating
EIN
330867444
Phone
(858) 649-2218
Business address
9205 WEST RUSSELL ROAD, SUITE #400, LAS VEGAS, NV, 89148
Former names
BofI Holding, Inc.
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$86,479
in 1 filing

Net −$86,479. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Constantine Thomas M −$86K EVP, Chief Credit Officer sold 5% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2023-03-23 PARK DAVID X EVP, Commercial Banking & Trea Returned to the company −562 $36.37 $20K 10,351
2023-03-23 PARK DAVID X EVP, Commercial Banking & Trea Option exercise · Restricted Stock Units −1,135 16,801
2023-03-23 MATSUMOTO RAYMOND D EVP, Chief Operating Officer Option exercise +1,862 $36.37 $68K 24,639
2023-03-23 MATSUMOTO RAYMOND D EVP, Chief Operating Officer Returned to the company −980 $36.37 $36K 23,659
2023-03-23 MATSUMOTO RAYMOND D EVP, Chief Operating Officer Option exercise · Restricted Stock Units −1,862 25,180
2023-03-23 Constantine Thomas M EVP, Chief Credit Officer Option exercise +1,504 $36.37 $55K 16,112
2023-03-23 Constantine Thomas M EVP, Chief Credit Officer Returned to the company −791 $36.37 $29K 15,321
2023-03-23 Constantine Thomas M EVP, Chief Credit Officer Option exercise · Restricted Stock Units −1,504 21,375
2023-03-23 Bar-Adon Eshel EVP, Chief Legal Officer Option exercise +1,289 $36.37 $47K 115,994
2023-03-23 Bar-Adon Eshel EVP, Chief Legal Officer Returned to the company −678 $36.37 $25K 115,316
2023-03-23 Bar-Adon Eshel EVP, Chief Legal Officer Option exercise · Restricted Stock Units −1,289 18,600
2023-03-20 Tolla John Charles EVP, Chief Governance, Risk & Option exercise +832 $37.58 $31K 22,128
2023-03-20 Tolla John Charles EVP, Chief Governance, Risk & Returned to the company −489 $37.58 $18K 21,639
2023-03-20 Tolla John Charles EVP, Chief Governance, Risk & Option exercise · Restricted Stock Units −832 15,374
2023-03-20 Swanson Brian D EVP, Head of Consumer Bank Option exercise +1,778 $37.58 $67K 44,194
2023-03-20 Swanson Brian D EVP, Head of Consumer Bank Returned to the company −1,046 $37.58 $39K 43,148
2023-03-20 Swanson Brian D EVP, Head of Consumer Bank Option exercise · Restricted Stock Units −1,778 20,815
2023-03-20 PITTERS RON SVP, Head of Axos Securities Option exercise +512 $37.58 $19K 12,755
2023-03-20 PITTERS RON SVP, Head of Axos Securities Returned to the company −208 $37.58 $8K 12,547
2023-03-20 PITTERS RON SVP, Head of Axos Securities Option exercise · Restricted Stock Units −512 9,534

Page 44 of 47 · 931 trades