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CIK 0001299709 · Large accelerated filer

Axos Financial, Inc.

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Ticker
AX
Exchange
NYSE
Industry
Savings Institution, Federally Chartered
FY end
Jun 30
Incorporated
DE
Entity type
operating
EIN
330867444
Phone
(858) 649-2218
Business address
9205 WEST RUSSELL ROAD, SUITE #400, LAS VEGAS, NV, 89148
Former names
BofI Holding, Inc.
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$86,479
in 1 filing

Net −$86,479. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Constantine Thomas M −$86K EVP, Chief Credit Officer sold 5% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2023-08-02 Garrabrants Gregory President and CEO Sale −62,356 $45.15 $2.8M 1,521,291
2023-08-01 Garrabrants Gregory President and CEO Sale −40,000 $45.53 $1.8M 1,583,647
2023-06-30 Garrabrants Gregory President and CEO Option exercise +119,588 $39.44 $4.7M 1,686,610
2023-06-30 Garrabrants Gregory President and CEO Shares withheld for taxes −62,963 $39.44 $2.5M 1,623,647
2023-06-30 Garrabrants Gregory President and CEO Option exercise · Restricted Stock Units −119,588 239,176
2023-06-13 Micheletti Andrew J EVP, Finance Sale −6,000 $41.29 $248K 503,689
2023-05-24 Micheletti Andrew J EVP, Finance Sale −5,000 $40.60 $203K 509,689
2023-03-23 Walsh Derrick EVP, Chief Financial Officer Option exercise +1,432 $36.37 $52K 28,791
2023-03-23 Walsh Derrick EVP, Chief Financial Officer Returned to the company −753 $36.37 $27K 28,038
2023-03-23 Walsh Derrick EVP, Chief Financial Officer Option exercise · Restricted Stock Units −1,432 27,617
2023-03-23 Tolla John Charles EVP, Chief Governance, Risk & Option exercise +1,038 $36.37 $38K 22,677
2023-03-23 Tolla John Charles EVP, Chief Governance, Risk & Returned to the company −546 $36.37 $20K 22,131
2023-03-23 Tolla John Charles EVP, Chief Governance, Risk & Option exercise · Restricted Stock Units −1,038 14,336
2023-03-23 Swanson Brian D EVP, Head of Consumer Bank Option exercise +1,418 $36.37 $52K 44,566
2023-03-23 Swanson Brian D EVP, Head of Consumer Bank Returned to the company −746 $36.37 $27K 43,820
2023-03-23 Swanson Brian D EVP, Head of Consumer Bank Option exercise · Restricted Stock Units −1,418 19,397
2023-03-23 PITTERS RON SVP, Head of Axos Securities Option exercise +609 $36.37 $22K 13,156
2023-03-23 PITTERS RON SVP, Head of Axos Securities Returned to the company −210 $36.37 $8K 12,946
2023-03-23 PITTERS RON SVP, Head of Axos Securities Option exercise · Restricted Stock Units −609 8,925
2023-03-23 PARK DAVID X EVP, Commercial Banking & Trea Option exercise +1,135 $36.37 $41K 10,913

Page 43 of 47 · 931 trades