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CIK 0001299709 · Large accelerated filer

Axos Financial, Inc.

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Ticker
AX
Exchange
NYSE
Industry
Savings Institution, Federally Chartered
FY end
Jun 30
Incorporated
DE
Entity type
operating
EIN
330867444
Phone
(858) 649-2218
Business address
9205 WEST RUSSELL ROAD, SUITE #400, LAS VEGAS, NV, 89148
Former names
BofI Holding, Inc.
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$86,479
in 1 filing

Net −$86,479. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Constantine Thomas M −$86K EVP, Chief Credit Officer sold 5% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2023-08-25 Swanson Brian D EVP, Head of Consumer Bank Returned to the company −614 $41.56 $26K 44,374
2023-08-25 Swanson Brian D EVP, Head of Consumer Bank Option exercise · Restricted Stock Units −1,168 18,229
2023-08-25 Bar-Adon Eshel EVP, Chief Legal Officer Option exercise +1,222 $41.56 $51K 118,338
2023-08-25 Bar-Adon Eshel EVP, Chief Legal Officer Returned to the company −643 $41.56 $27K 117,695
2023-08-25 Bar-Adon Eshel EVP, Chief Legal Officer Option exercise · Restricted Stock Units −1,222 17,378
2023-08-25 Constantine Thomas M EVP, Chief Credit Officer Option exercise +1,358 $41.56 $56K 16,679
2023-08-25 Constantine Thomas M EVP, Chief Credit Officer Returned to the company −715 $41.56 $30K 15,964
2023-08-25 Constantine Thomas M EVP, Chief Credit Officer Option exercise · Restricted Stock Units −1,358 20,017
2023-08-25 Micheletti Andrew J EVP, Finance Option exercise +11,000 $41.56 $457K 514,689
2023-08-25 Micheletti Andrew J EVP, Finance Returned to the company −3,803 $41.56 $158K 510,886
2023-08-25 Micheletti Andrew J EVP, Finance Option exercise · Restricted Stock Units −11,000 22,000
2023-08-25 Tolla John Charles EVP, Chief Governance, Risk & Option exercise +815 $41.56 $34K 22,946
2023-08-25 Tolla John Charles EVP, Chief Governance, Risk & Returned to the company −429 $41.56 $18K 22,517
2023-08-25 Tolla John Charles EVP, Chief Governance, Risk & Option exercise · Restricted Stock Units −815 13,521
2023-08-15 Grinberg Paul Director Option exercise +18,150 $41.42 $752K 87,692
2023-08-15 Grinberg Paul Director Returned to the company −9,075 $41.42 $376K 78,617
2023-08-15 Grinberg Paul Director Option exercise · Restricted Stock Units −18,150 19,500
2023-08-15 Dada Uzair Director Option exercise +6,000 $41.42 $249K 26,073
2023-08-15 Dada Uzair Director Returned to the company −3,000 $41.42 $124K 23,073
2023-08-15 Dada Uzair Director Option exercise · Restricted Stock Units −6,000 6,667

Page 41 of 47 · 931 trades