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CIK 0001299709 · Large accelerated filer

Axos Financial, Inc.

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Ticker
AX
Exchange
NYSE
Industry
Savings Institution, Federally Chartered
FY end
Jun 30
Incorporated
DE
Entity type
operating
EIN
330867444
Phone
(858) 649-2218
Business address
9205 WEST RUSSELL ROAD, SUITE #400, LAS VEGAS, NV, 89148
Former names
BofI Holding, Inc.
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$86,479
in 1 filing

Net −$86,479. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Constantine Thomas M −$86K EVP, Chief Credit Officer sold 5% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2023-08-31 Bar-Adon Eshel EVP, Chief Legal Officer Option exercise +2,422 $43.09 $104K 120,117
2023-08-31 Bar-Adon Eshel EVP, Chief Legal Officer Returned to the company −1,275 $43.09 $55K 118,842
2023-08-31 Bar-Adon Eshel EVP, Chief Legal Officer Option exercise · Restricted Stock Units −2,422 14,956
2023-08-31 Argalas James S Director Option exercise +2,667 $43.09 $115K 73,137
2023-08-31 Argalas James S Director Option exercise +2,000 $43.09 $86K 75,137
2023-08-31 Argalas James S Director Returned to the company −1,333 $43.09 $57K 73,804
2023-08-31 Argalas James S Director Returned to the company −999 $43.09 $43K 72,805
2023-08-31 Argalas James S Director Grant or award · Restricted Stock Units +6,000 12,667
2023-08-31 Argalas James S Director Option exercise · Restricted Stock Units −2,667 10,000
2023-08-31 Argalas James S Director Option exercise · Restricted Stock Units −2,000 8,000
2023-08-25 PITTERS RON SVP, Head of Axos Securities Option exercise +577 $41.56 $24K 13,523
2023-08-25 PITTERS RON SVP, Head of Axos Securities Returned to the company −199 $41.56 $8K 13,324
2023-08-25 PITTERS RON SVP, Head of Axos Securities Option exercise · Restricted Stock Units −577 8,348
2023-08-25 PARK DAVID X EVP, Commercial Banking & Trea Option exercise +792 $41.56 $33K 11,143
2023-08-25 PARK DAVID X EVP, Commercial Banking & Trea Returned to the company −392 $41.56 $16K 10,751
2023-08-25 PARK DAVID X EVP, Commercial Banking & Trea Option exercise · Restricted Stock Units −792 16,009
2023-08-25 MATSUMOTO RAYMOND D EVP, Chief Operating Officer Option exercise +1,494 $41.56 $62K 25,153
2023-08-25 MATSUMOTO RAYMOND D EVP, Chief Operating Officer Returned to the company −786 $41.56 $33K 24,367
2023-08-25 MATSUMOTO RAYMOND D EVP, Chief Operating Officer Option exercise · Restricted Stock Units −1,494 23,686
2023-08-25 Swanson Brian D EVP, Head of Consumer Bank Option exercise +1,168 $41.56 $49K 44,988

Page 40 of 47 · 931 trades