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CIK 0001299709 · Large accelerated filer

Axos Financial, Inc.

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Ticker
AX
Exchange
NYSE
Industry
Savings Institution, Federally Chartered
FY end
Jun 30
Incorporated
DE
Entity type
operating
EIN
330867444
Phone
(858) 649-2218
Business address
9205 WEST RUSSELL ROAD, SUITE #400, LAS VEGAS, NV, 89148
Former names
BofI Holding, Inc.
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$86,479
in 1 filing

Net −$86,479. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Constantine Thomas M −$86K EVP, Chief Credit Officer sold 5% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2023-09-15 MATSUMOTO RAYMOND D EVP, Chief Operating Officer Grant or award · Restricted Stock Units +6,722 27,986
2023-09-15 Constantine Thomas M EVP, Chief Credit Officer Grant or award · Restricted Stock Units +5,779 23,509
2023-09-15 Bar-Adon Eshel EVP, Chief Legal Officer Grant or award · Restricted Stock Units +4,953 19,909
2023-09-14 Micheletti Andrew J EVP, Finance Sale −5,000 $42.62 $213K 513,083
2023-09-14 Garrabrants Gregory President and CEO Grant or award · Restricted Stock Units +239,078 478,254
2023-08-31 Grinberg Paul Director Option exercise +6,050 $43.09 $261K 130,517
2023-08-31 Grinberg Paul Director Option exercise +7,400 $43.09 $319K 137,917
2023-08-31 Grinberg Paul Director Returned to the company −3,024 $43.09 $130K 134,893
2023-08-31 Grinberg Paul Director Returned to the company −3,699 $43.09 $159K 131,194
2023-08-31 Walsh Derrick EVP, Chief Financial Officer Option exercise +2,287 $43.09 $99K 30,325
2023-08-31 Walsh Derrick EVP, Chief Financial Officer Returned to the company −1,204 $43.09 $52K 29,121
2023-08-31 Walsh Derrick EVP, Chief Financial Officer Option exercise · Restricted Stock Units −2,287 25,330
2023-08-31 Tolla John Charles EVP, Chief Governance, Risk & Option exercise +1,346 $43.09 $58K 23,863
2023-08-31 Tolla John Charles EVP, Chief Governance, Risk & Returned to the company −708 $43.09 $31K 23,155
2023-08-31 Tolla John Charles EVP, Chief Governance, Risk & Option exercise · Restricted Stock Units −1,346 12,175
2023-08-31 Swanson Brian D EVP, Head of Consumer Bank Option exercise +3,176 $43.09 $137K 47,550
2023-08-31 Swanson Brian D EVP, Head of Consumer Bank Returned to the company −1,672 $43.09 $72K 45,878
2023-08-31 Swanson Brian D EVP, Head of Consumer Bank Option exercise · Restricted Stock Units −3,176 15,053
2023-08-31 Santi Roque A Director Grant or award · Restricted Stock Units +6,000 12,000
2023-08-31 Ratinoff Edward James Director Option exercise +2,000 $43.09 $86K 48,874

Page 36 of 47 · 931 trades