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CIK 0001299709 · Large accelerated filer

Axos Financial, Inc.

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Ticker
AX
Exchange
NYSE
Industry
Savings Institution, Federally Chartered
FY end
Jun 30
Incorporated
DE
Entity type
operating
EIN
330867444
Phone
(858) 649-2218
Business address
9205 WEST RUSSELL ROAD, SUITE #400, LAS VEGAS, NV, 89148
Former names
BofI Holding, Inc.
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$86,479
in 1 filing

Net −$86,479. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Constantine Thomas M −$86K EVP, Chief Credit Officer sold 5% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2023-09-23 PARK DAVID X EVP, Commercial Banking & Trea Option exercise +1,691 $38.28 $65K 13,291
2023-09-23 PARK DAVID X EVP, Commercial Banking & Trea Returned to the company −838 $38.28 $32K 12,453
2023-09-23 PARK DAVID X EVP, Commercial Banking & Trea Option exercise · Restricted Stock Units −1,691 18,014
2023-09-23 MATSUMOTO RAYMOND D EVP, Chief Operating Officer Option exercise +2,491 $38.28 $95K 28,005
2023-09-23 MATSUMOTO RAYMOND D EVP, Chief Operating Officer Returned to the company −1,311 $38.28 $50K 26,694
2023-09-23 MATSUMOTO RAYMOND D EVP, Chief Operating Officer Option exercise · Restricted Stock Units −2,491 25,495
2023-09-23 Constantine Thomas M EVP, Chief Credit Officer Option exercise +2,038 $38.28 $78K 19,085
2023-09-23 Constantine Thomas M EVP, Chief Credit Officer Returned to the company −1,073 $38.28 $41K 18,012
2023-09-23 Constantine Thomas M EVP, Chief Credit Officer Option exercise · Restricted Stock Units −2,038 21,471
2023-09-23 Bar-Adon Eshel EVP, Chief Legal Officer Option exercise +1,721 $38.28 $66K 120,563
2023-09-23 Bar-Adon Eshel EVP, Chief Legal Officer Returned to the company −906 $38.28 $35K 119,657
2023-09-23 Bar-Adon Eshel EVP, Chief Legal Officer Option exercise · Restricted Stock Units −1,721 18,188
2023-09-15 Walsh Derrick EVP, Chief Financial Officer Grant or award · Restricted Stock Units +5,543 30,873
2023-09-15 Tolla John Charles EVP, Chief Governance, Risk & Grant or award · Restricted Stock Units +4,717 16,892
2023-09-15 Swanson Brian D EVP, Head of Consumer Bank Grant or award · Restricted Stock Units +4,199 19,252
2023-09-15 Santi Roque A Director Option exercise +6,000 $42.40 $254K 6,000
2023-09-15 Santi Roque A Director Returned to the company −3,000 $42.40 $127K 3,000
2023-09-15 Santi Roque A Director Option exercise · Restricted Stock Units −6,000 6,000
2023-09-15 PITTERS RON SVP, Head of Axos Securities Grant or award · Restricted Stock Units +2,241 9,445
2023-09-15 PARK DAVID X EVP, Commercial Banking & Trea Grant or award · Restricted Stock Units +5,378 19,705

Page 35 of 47 · 931 trades