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CIK 0001056903 · Large accelerated filer

AMERICAN STATES WATER CO

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Ticker
AWR
Exchange
NYSE
Industry
Water Supply
FY end
Dec 31
Incorporated
CA
Entity type
operating
EIN
954676679
Phone
9093943600
Business address
630 E FOOTHILL BLVD, SAN DIMAS, CA, 91773-9016
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$128,456
in 2 filings

Net −$128,456. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. HOLLOWAY ANNE M −$80K Director sold 2% of stake
  2. BONTA DIANA M −$48K Director sold 3% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2020-03-12 HODGES GRANVILLE R JR Acting Senior Vice President Shares withheld for taxes −24.61 $71.88 $2K 15,998.33
2020-03-12 GEDNEY WILLIAM C Former Officer Shares withheld for taxes −572.66 $71.88 $41K 23,991.86
2020-03-12 KRUGER DENISE L Sr. Vice President Grant or award +159.54 14,111.22
2020-03-12 KRUGER DENISE L Sr. Vice President Shares withheld for taxes −946.52 $71.88 $68K 13,118.44
2020-03-12 FARROW GLADYS Vice President Shares withheld for taxes −608.66 $71.88 $44K 5,507.45
2020-03-12 FARROW GLADYS Vice President Shares withheld for taxes −24.19 $71.88 $2K 5,483.26
2020-03-12 Rowley Paul J VP OF OPERATIONS Grant or award +67.17 2,864.39
2020-03-12 Rowley Paul J VP OF OPERATIONS Shares withheld for taxes −438.42 $71.88 $32K 3,811.52
2020-03-12 SWITZER BRYAN K Vice President Shares withheld for taxes −667.37 $71.88 $48K 9,806.88
2020-03-12 TANG EVA G Sr. Vice President & CFO Grant or award +101.71 8,995.8
2020-03-12 TANG EVA G Sr. Vice President & CFO Shares withheld for taxes −677.75 $71.88 $49K 34,289.4
2020-03-12 Cotton, III James C Former Officer Grant or award +298.26 1,905.36
2020-03-12 Cotton, III James C Former Officer Shares withheld for taxes −937.41 $71.88 $67K 9,135.14
2020-03-11 SPROWLS ROBERT J President & CEO Grant or award +22,136.38 $79.80 $1.8M 143,989.78
2020-03-11 HODGES GRANVILLE R JR Acting Senior Vice President Grant or award +90 $79.80 $7K 14,960.33
2020-03-11 HODGES GRANVILLE R JR Acting Senior Vice President Grant or award +1,668.53 $79.80 $133K 16,628.87
2020-03-11 GEDNEY WILLIAM C Former Officer Grant or award +1,432.59 $79.80 $114K 24,564.52
2020-03-11 KRUGER DENISE L Sr. Vice President Grant or award +2,683.2 $79.80 $214K 14,064.97
2020-03-11 FARROW GLADYS Vice President Grant or award +1,779.63 $79.80 $142K 6,116.11
2020-03-11 Rowley Paul J VP OF OPERATIONS Grant or award +1,281.29 $79.80 $102K 4,249.94

Page 48 of 55 · 1,093 trades