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CIK 0001056903 · Large accelerated filer

AMERICAN STATES WATER CO

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Ticker
AWR
Exchange
NYSE
Industry
Water Supply
FY end
Dec 31
Incorporated
CA
Entity type
operating
EIN
954676679
Phone
9093943600
Business address
630 E FOOTHILL BLVD, SAN DIMAS, CA, 91773-9016
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$128,456
in 2 filings

Net −$128,456. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. HOLLOWAY ANNE M −$80K Director sold 2% of stake
  2. BONTA DIANA M −$48K Director sold 3% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2020-06-01 SWITZER BRYAN K Vice President Sale −400 $82.00 $33K 8,606.88
2020-06-01 SWITZER BRYAN K Vice President Grant or award +4.65 $81.16 $378 8,611.53
2020-05-20 Hopkins Mary Ann Director Grant or award +508.19 $78.71 $40K 1,054.19
2020-05-19 Levin Carl James Director Grant or award +508.19 $78.71 $40K 4,108.19
2020-05-19 Wilkins Janice F Director Grant or award +508.19 $78.71 $40K 17,936.19
2020-05-19 Anderson Sarah J Director Grant or award +508.19 $78.71 $40K 11,766.19
2020-05-19 ANDERSON JAMES L Director Grant or award +508.19 $78.71 $40K 34,269.07
2020-05-19 BONTA DIANA M Director Grant or award +508.19 $78.71 $40K 15,141.05
2020-05-19 FIELDER JOHN R Director Grant or award +508.19 $78.71 $40K 12,539.19
2020-05-19 HOLLOWAY ANNE M Director Grant or award +508.19 $78.71 $40K 38,074.3
2020-05-15 ANDERSON JAMES L Director Grant or award +74.46 $74.96 $6K 33,760.88
2020-05-15 BONTA DIANA M Director Grant or award +12.43 $74.96 $932 14,632.86
2020-05-15 HOLLOWAY ANNE M Director Grant or award +73.27 $74.96 $5K 37,646.76
2020-05-01 SWITZER BRYAN K Vice President Sale −400 $78.57 $31K 9,006.88
2020-04-01 SWITZER BRYAN K Vice President Sale −400 $78.83 $32K 9,406.88
2020-03-15 Rowley Paul J SVP OF OPERATIONS Shares withheld for taxes −187.52 $86.73 $16K 3,995.68
2020-03-12 SPROWLS ROBERT J President & CEO Grant or award −5.33 471.09
2020-03-12 SPROWLS ROBERT J President & CEO Shares withheld for taxes −10,973.07 $71.88 $789K 133,016.71
2020-03-12 HODGES GRANVILLE R JR Acting Senior Vice President Grant or award +153.05 13,537.65
2020-03-12 HODGES GRANVILLE R JR Acting Senior Vice President Shares withheld for taxes −605.93 $71.88 $44K 16,022.94

Page 47 of 55 · 1,093 trades