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CIK 0001056903 · Large accelerated filer

AMERICAN STATES WATER CO

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Ticker
AWR
Exchange
NYSE
Industry
Water Supply
FY end
Dec 31
Incorporated
CA
Entity type
operating
EIN
954676679
Phone
9093943600
Business address
630 E FOOTHILL BLVD, SAN DIMAS, CA, 91773-9016
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$128,456
in 2 filings

Net −$128,456. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. HOLLOWAY ANNE M −$80K Director sold 2% of stake
  2. BONTA DIANA M −$48K Director sold 3% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2021-02-05 TANG EVA G Sr. Vice President & CFO Shares withheld for taxes −99.83 $79.80 $8K 35,224.15
2021-02-05 TANG EVA G Sr. Vice President & CFO Shares withheld for taxes −156.8 $79.80 $13K 35,067.36
2021-02-01 TANG EVA G Sr. Vice President & CFO Returned to the company −1.31 34,363.15
2021-02-01 TANG EVA G Sr. Vice President & CFO Grant or award +58 9,053.49
2021-02-01 TANG EVA G Sr. Vice President & CFO Grant or award +1,039 35,402.15
2021-02-01 SPROWLS ROBERT J President & CEO Returned to the company −2.21 134,419.39
2021-02-01 SPROWLS ROBERT J President & CEO Grant or award −3.09 474.17
2021-02-01 SPROWLS ROBERT J President & CEO Grant or award +4,250 138,669.39
2021-02-01 Pillai Sunil VP ENVIRONMENTAL QUALITY Returned to the company −1.84 1,540.74
2021-02-01 Pillai Sunil VP ENVIRONMENTAL QUALITY Grant or award −26.82 26.82
2021-02-01 Pillai Sunil VP ENVIRONMENTAL QUALITY Grant or award −566 2,106.74
2021-02-01 HODGES GRANVILLE R JR Acting Senior Vice President Returned to the company −2.51 16,067.15
2021-02-01 HODGES GRANVILLE R JR Acting Senior Vice President Grant or award +298.99 13,238.65
2021-02-01 HODGES GRANVILLE R JR Acting Senior Vice President Grant or award +566 16,633.15
2021-02-01 KRUGER DENISE L Sr. Vice President Returned to the company −2.9 13,137.55
2021-02-01 KRUGER DENISE L Sr. Vice President Grant or award −311.67 13,799.55
2021-02-01 KRUGER DENISE L Sr. Vice President Grant or award +787 13,924.55
2021-02-01 Harrison Stuart Senior Vice President Grant or award +881 1,623.61
2021-02-01 FARROW GLADYS Vice President Returned to the company −2.29 5,498.59
2021-02-01 FARROW GLADYS Vice President Grant or award +787 6,285.59

Page 43 of 55 · 1,093 trades