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CIK 0001534120 · Non-accelerated filer<br>Smaller reporting company

Avalo Therapeutics, Inc.

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Ticker
AVTX
Exchange
Nasdaq
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
450705648
Phone
410-522-8707
Business address
1500 LIBERTY RIDGE DRIVE, SUITE 321, WAYNE, PA, 19087
Former names
Cerecor Inc.
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$1,865,893
in 5 filings, $1.9M under 10b5-1 plans

Net −$1,865,893. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2025-03-28 Chan Mitchell Director Option exercise +3,167 3,167
2025-03-28 Chan Mitchell Director Option exercise · Restricted Stock Units −3,167 6,333
2025-03-28 Goldman Jonathan Director Option exercise +3,167 3,167
2025-03-28 Goldman Jonathan Director Option exercise · Restricted Stock Units −3,167 6,333
2025-03-28 Truex Samantha Director Option exercise +3,167 3,167
2025-03-28 Truex Samantha Director Option exercise · Restricted Stock Units −3,167 6,333
2025-03-28 KANTOFF AARON Director Option exercise +3,167 3,167
2025-03-28 KANTOFF AARON Director Option exercise · Restricted Stock Units −3,167 6,333
2025-03-28 KAPLAN GILLA Director Option exercise +3,167 3,167
2025-03-28 KAPLAN GILLA Director Option exercise · Restricted Stock Units −3,167 6,333
2025-03-28 Almenoff June Sherie Director Option exercise +3,167 3,167
2025-03-28 Almenoff June Sherie Director Option exercise · Restricted Stock Units −3,167 6,333
2025-03-28 Sullivan Christopher Ryan Chief Financial Officer Option exercise +24,200 24,206
2025-03-28 Sullivan Christopher Ryan Chief Financial Officer Shares withheld for taxes −7,285 $8.46 $62K 16,921
2025-03-28 Sullivan Christopher Ryan Chief Financial Officer Option exercise · Restricted Stock Units −24,200 48,400
2025-03-28 NEIL GARRY ARTHUR Chief Executive Officer Option exercise +64,867 64,927
2025-03-28 NEIL GARRY ARTHUR Chief Executive Officer Shares withheld for taxes −17,787 $8.46 $150K 47,140
2025-03-28 NEIL GARRY ARTHUR Chief Executive Officer Option exercise · Restricted Stock Units +64,867 129,733
2025-03-25 Heffernan Michael Thomas Director Grant or award · Stock Option (Right to Buy) +50,000 50,000
2025-01-28 VARKI PAUL Chief Legal Officer Grant or award · Stock Option (Right to Buy) +100,000 100,000

Page 9 of 11 · 202 trades