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CIK 0001534120 · Non-accelerated filer<br>Smaller reporting company

Avalo Therapeutics, Inc.

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Ticker
AVTX
Exchange
Nasdaq
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
450705648
Phone
410-522-8707
Business address
1500 LIBERTY RIDGE DRIVE, SUITE 321, WAYNE, PA, 19087
Former names
Cerecor Inc.
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$1,865,893
in 5 filings, $1.9M under 10b5-1 plans

Net −$1,865,893. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2026-03-28 Sullivan Christopher Ryan Chief Financial Officer Option exercise · Restricted Stock Units −24,200 24,200
2026-03-28 Chan Mitchell Director Option exercise +3,166 6,333
2026-03-28 Chan Mitchell Director Option exercise · Restricted Stock Units −3,166 3,167
2026-03-28 NEIL GARRY ARTHUR Chief Executive Officer Option exercise +64,866 112,006
2026-03-28 NEIL GARRY ARTHUR Chief Executive Officer Shares withheld for taxes −21,892 $13.89 $304K 90,114
2026-03-28 NEIL GARRY ARTHUR Chief Executive Officer Option exercise · Restricted Stock Units −64,866 64,867
2026-03-28 KAPLAN GILLA Director Option exercise +3,166 6,333
2026-03-28 KAPLAN GILLA Director Option exercise · Restricted Stock Units −3,166 3,167
2026-03-16 Doyle Mittie Chief Medical Officer Option exercise 10b5-1 +19,500 $12.65 $247K 23,122
2026-03-16 Doyle Mittie Chief Medical Officer Option exercise 10b5-1 +5,992 $8.04 $48K 29,114
2026-03-16 Doyle Mittie Chief Medical Officer Sale 10b5-1 −25,492 $16.15 $412K 3,622
2026-03-16 Doyle Mittie Chief Medical Officer Option exercise · Stock Option (Right to Buy) 10b5-1 −19,500 214,500
2026-03-16 Doyle Mittie Chief Medical Officer Option exercise · Stock Option (Right to Buy) 10b5-1 −5,992 149,008
2026-02-26 Boyd Taylor Chief Business Officer Grant or award · Stock Option (Right to Buy) +95,000 95,000
2026-02-26 Riley Jennifer Chief Strategy Officer Grant or award · Stock Option (Right to Buy) +95,000 95,000
2026-02-26 Doyle Mittie Chief Medical Officer Grant or award · Stock Option (Right to Buy) +105,000 105,000
2026-02-26 Sullivan Christopher Ryan Chief Financial Officer Grant or award · Stock Option (Right to Buy) +105,000 105,000
2026-02-26 VARKI PAUL Chief Legal Officer Grant or award · Stock Option (Right to Buy) +80,000 80,000
2026-02-26 NEIL GARRY ARTHUR Chief Executive Officer Grant or award · Stock Option (Right to Buy) +286,000 286,000
2025-12-31 Lind Kevin Robert Director Grant or award · Stock Option (Right to Buy) +848 $14.74 $12K 848

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