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CIK 0001534120 · Non-accelerated filer<br>Smaller reporting company

Avalo Therapeutics, Inc.

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Ticker
AVTX
Exchange
Nasdaq
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
450705648
Phone
410-522-8707
Business address
1500 LIBERTY RIDGE DRIVE, SUITE 321, WAYNE, PA, 19087
Former names
Cerecor Inc.
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$1,865,893
in 5 filings, $1.9M under 10b5-1 plans

Net −$1,865,893. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2026-09-30 Philip Ron M Director Grant or award · Stock Option (Right to Buy) +1,109 $12.29 $14K 1,109
2026-09-30 Jain Rita Director Grant or award · Stock Option (Right to Buy) +1,322 $12.29 $16K 1,322
2026-09-30 Lind Kevin Robert Director Grant or award · Stock Option (Right to Buy) +1,352 $12.29 $17K 1,352
2026-09-16 Sullivan Christopher Ryan Chief Financial Officer Option exercise 10b5-1 +12,394 $9.88 $122K 52,294
2026-09-16 Sullivan Christopher Ryan Chief Financial Officer Sale 10b5-1 −12,394 $16.33 $202K 39,900
2026-09-16 Sullivan Christopher Ryan Chief Financial Officer Option exercise · Stock Option (Right to Buy) 10b5-1 −12,394 83,848
2026-09-10 Sullivan Christopher Ryan Chief Financial Officer Option exercise 10b5-1 +10,185 $8.04 $82K 50,085
2026-09-10 Sullivan Christopher Ryan Chief Financial Officer Sale 10b5-1 −10,185 $17.62 $179K 39,900
2026-09-10 Sullivan Christopher Ryan Chief Financial Officer Option exercise · Stock Option (Right to Buy) 10b5-1 −10,185 105,815
2026-08-28 Doyle Mittie Chief Medical Officer Option exercise 10b5-1 +679 $8.04 $5K 52,455
2026-08-28 Doyle Mittie Chief Medical Officer Sale 10b5-1 −679 $20.00 $14K 51,776
2026-08-28 Doyle Mittie Chief Medical Officer Option exercise · Stock Option (Right to Buy) 10b5-1 −679 113,734
2026-08-18 Sullivan Christopher Ryan Chief Financial Officer Option exercise 10b5-1 +31,031 $9.88 $307K 70,931
2026-08-18 Sullivan Christopher Ryan Chief Financial Officer Sale 10b5-1 −31,031 $20.05 $622K 39,900
2026-08-18 Sullivan Christopher Ryan Chief Financial Officer Option exercise · Stock Option (Right to Buy) 10b5-1 −31,031 96,242
2026-08-17 Doyle Mittie Chief Medical Officer Option exercise 10b5-1 +1,000 $12.65 $13K 52,776
2026-08-17 Doyle Mittie Chief Medical Officer Sale 10b5-1 −1,000 $20.00 $20K 51,776
2026-08-17 Doyle Mittie Chief Medical Officer Option exercise · Stock Option (Right to Buy) 10b5-1 −1,000 123,750
2026-08-17 Sullivan Christopher Ryan Chief Financial Officer Option exercise 10b5-1 +37,945 $9.88 $375K 78,718
2026-08-17 Sullivan Christopher Ryan Chief Financial Officer Option exercise 10b5-1 +2,876 $9.88 $28K 81,594

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