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CIK 0001757715 · Non-accelerated filer<br>Smaller reporting company

Aterian, Inc.

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Ticker
ATER
Exchange
Nasdaq
Industry
Electric Housewares & Fans
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
831739858
Phone
(347)676-1681
Business address
350 SPRINGFIELD AVENUE, SUITE #200, SUMMIT, NJ, 07901
Former names
Mohawk Group Holdings, Inc.
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 96 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2026-09-25 Lazar David E. Chief Executive Officer Sale · Series AAA Convertible Non-Redeemable Preferred Stock −1,750,000 $6.70 $11.7M 0
2026-09-25 Lazar David E. Chief Executive Officer Sale · Series AA Convertible Non-Redeemable Preferred Stock −706,100 $0.38 $270K 0
2026-09-25 NATAN DAVID Director Grant or award +301,205 301,205
2026-09-25 KURTZ WILLIAM Director Grant or award +150,602 306,524
2026-09-24 Lazar David E. Chief Executive Officer Conversion +1,300,530 8,038,030
2026-09-24 Lazar David E. Chief Executive Officer Conversion · Series AA Convertible Non-Redeemable Preferred Stock −168,900 706,100
2026-08-04 Lazar David E. Chief Executive Officer Conversion +875,000 $2.00 $1.8M 6,737,500
2026-08-04 Lazar David E. Chief Executive Officer Conversion · Series AA Convertible Non-Redeemable Preferred Stock −875,000 6,737,500
2026-07-17 Lazar David E. Chief Executive Officer Grant or award · Series AAA Convertible Non-Redeemable Preferred Stock +1,750,000 $2.00 $3.5M 1,750,000
2026-05-21 Rodriguez Arturo Chief Executive Officer Grant or award +70,000 1,081,148
2026-04-27 Lazar David E. Director Grant or award · Series AA Convertible Non-Redeemable Preferred Stock +1,750,000 1,750,000
2026-01-23 KURTZ WILLIAM Director Grant or award +40,394 155,922
2026-01-23 Feldman Joshua O Chief Financial Officer Grant or award +120,000 497,442
2026-01-23 Rodriguez Arturo Chief Executive Officer Grant or award +50,000 1,011,148
2026-01-23 Lattmann Susan E. Director Grant or award +25,555 162,465
2026-01-23 Harlam Bari A Director Grant or award +24,731 161,991
2025-08-13 KURTZ WILLIAM Director Grant or award +78,034 115,528
2025-08-13 Harlam Bari A Director Grant or award +78,034 137,260
2025-08-13 Lattmann Susan E. Director Grant or award +78,034 136,910
2025-06-13 Rodriguez Arturo Chief Executive Officer Sale −6,205 $1.23 $8K 961,148

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