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CIK 0001350102 · Non-accelerated filer<br>Smaller reporting company

Ascent Solar Technologies, Inc.

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Ticker
ASTI
Exchange
Nasdaq
Industry
Semiconductors & Related Devices
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
203672603
Phone
(720) 872-5000
Business address
12300 GRANT STREET, THORNTON, CO, 80241
Former names
Ascent Solar Technologies, Inc.
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$92,200
in 2 filings

Net −$92,200. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Forrest Reynolds T. −$92K Director sold 100% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2021-11-18 TubeSolar AG 10% owner Sale −36,500,000 $0.01 $310K 950,000,000
2021-11-17 TubeSolar AG 10% owner Sale −7,000,000 $0.01 $90K 986,500,000
2021-11-16 TubeSolar AG 10% owner Sale −6,500,000 $0.01 $86K 993,500,000
2021-09-03 TubeSolar AG 10% owner Conversion +400,000,000 $0.00 $40K 1,000,000,000
2021-09-03 TubeSolar AG 10% owner Conversion · Series 1A Preferred Stock, par value $0.0001 −40 2,400
2021-08-16 BD1 Investment Holding, LLC 10% owner Sale · Unsecured convertible promissory notes −6,000,000,000 $0.00 $600K 99,000,000,000
2021-08-02 BD1 Investment Holding, LLC 10% owner Purchase +666,666,672 $10,000,000.08 $6666666.8B 666,666,672
2021-07-19 TubeSolar AG 10% owner Conversion +600,000,000 $0.00 $60K 600,000,000
2021-07-19 TubeSolar AG 10% owner Conversion · Series 1A Preferred Stock, par value $0.0001 −60 2,440
2020-11-27 Crowdex Investment, LLC 10% owner Grant or award · Unsecured Convertible Note +5,000,000,000 $500,000.00 $2.5e6B 5,000,000,000
2018-05-07 Hong Kong Boone Group Ltd 10% owner Grant or award +702,500,000 $0.00 $2.8M 2,252,500,000
2017-07-28 Hong Kong Boone Group Ltd 10% owner Grant or award +750,000,000 $0.00 $3.0M 1,550,000,000
2017-06-17 Hong Kong Boone Group Ltd 10% owner Grant or award +350,000,000 $0.00 $1.4M 800,000,000
2017-05-26 Hong Kong Boone Group Ltd 10% owner Grant or award +250,000,000 $0.00 $1.0M 450,000,000
2017-05-05 Hong Kong Boone Group Ltd 10% owner Conversion +200,000,000 $0.00 $80K 200,000,000
2017-05-05 Hong Kong Boone Group Ltd 10% owner Purchase · Series K Convertible Preferred Stock +800 $1,000.00 $800K 800
2017-05-05 Hong Kong Boone Group Ltd 10% owner Conversion · Series K Convertible Preferred Stock −800 0
2016-05-19 Hian Lee Kong Chief Executive Officer Grant or award +600,000 600,000
2016-05-19 Hian Lee Kong Chief Executive Officer Grant or award · Common Stock Option (Right to Buy) +200,000 1,000,000
2016-05-19 Hian Lee Kong Chief Executive Officer Grant or award · Common Stock Option (Right to Buy) +200,000 800,000

Page 6 of 7 · 128 trades