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CIK 0001426800 · Non-accelerated filer<br>Smaller reporting company

ASSEMBLY BIOSCIENCES, INC.

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Ticker
ASMB
Exchange
Nasdaq
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
(833) 409-4583
Business address
TWO TOWER PLACE, 7TH FLOOR, SOUTH SAN FRANCISCO, CA, 94080
Former names
VENTRUS BIOSCIENCES INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$237,648
in 4 filings

Net −$237,648. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 89 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2023-11-21 Schornstein Alexander 10% owner Purchase +100,000 $0.67 $67K 7,564,292
2023-11-20 Schornstein Alexander 10% owner Purchase +300,000 $0.72 $215K 7,464,292
2023-11-17 White Nicole S Chief Manufacturing Officer Sale −477 $0.69 $329 93,774
2023-11-08 Gaggar Anuj Chief Medical Officer Grant or award · Stock Options (right to buy) +500,000 500,000
2023-10-03 White Nicole S Chief Manufacturing Officer Sale −1,891 $0.80 $2K 94,251
2023-10-03 Delaney William E IV Chief Scientific Officer Sale −1,891 $0.80 $2K 150,853
2023-10-03 Okazaki Jason A CEO and President Sale −2,363 $0.80 $2K 174,923
2023-10-02 White Nicole S Chief Manufacturing Officer Grant or award +10,000 96,142
2023-10-02 Delaney William E IV Chief Scientific Officer Grant or award +10,000 152,744
2023-10-02 Okazaki Jason A CEO and President Grant or award +12,500 177,286
2023-08-02 Delaney William E IV Chief Scientific Officer Sale −9,461 $1.09 $10K 142,744
2023-08-02 Okazaki Jason A CEO and President Sale −11,827 $1.09 $13K 164,786
2023-07-24 Bjorkquist Jeanette M Principal Accounting Officer Sale −844 $1.07 $900 26,688
2023-06-22 Delaney William E IV Chief Scientific Officer Grant or award +40,000 152,205
2023-06-22 Okazaki Jason A CEO and President Grant or award +50,000 176,613
2023-05-30 Delaney William E IV Chief Scientific Officer Sale −4,232 $0.96 $4K 112,205
2023-05-25 RINGO WILLIAM R Director Grant or award · Stock Option (right to buy) +20,000 20,000
2023-05-25 McHutchison John G Director Grant or award · Stock Option (right to buy) +20,000 20,000
2023-05-25 Mahony Susan Director Grant or award · Stock Option (right to buy) +20,000 20,000
2023-05-25 Johnson-Pratt Lisa Director Grant or award · Stock Option (right to buy) +20,000 20,000

Page 6 of 15 · 297 trades