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CIK 0001426800 · Non-accelerated filer<br>Smaller reporting company

ASSEMBLY BIOSCIENCES, INC.

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Ticker
ASMB
Exchange
Nasdaq
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
(833) 409-4583
Business address
TWO TOWER PLACE, 7TH FLOOR, SOUTH SAN FRANCISCO, CA, 94080
Former names
VENTRUS BIOSCIENCES INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$237,648
in 4 filings

Net −$237,648. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Okazaki Jason A −$122K CEO and President sold 3% of stake
  2. Gaggar Anuj −$51K Chief Medical Officer sold 5% of stake
  3. White Nicole S −$51K Chief Manufacturing Officer sold 4% of stake
  4. Bjorkquist Jeanette M −$14K PFO and PAO sold 4% of stake
Date Insider Transaction Shares Price Value Owned after
2014-05-20 BARRETT DAVID JONATHAN Chief Financial Officer Purchase +40,000 $0.88 $35K 40,000
2014-01-15 ELLISON RUSSELL H Chief Executive Officer Grant or award · Stock Options (right to buy) +395,500 395,500
2014-01-15 BARRETT DAVID JONATHAN Chief Financial Officer Grant or award · Stock Options (right to buy) +213,000 213,000
2014-01-15 ELLISON RUSSELL H Chief Executive Officer Grant or award · Stock Options (right to buy) +395,500 395,500
2014-01-15 ELLISON RUSSELL H Chief Executive Officer Grant or award · Stock Options (right to buy) +395,500 395,500
2014-01-15 BARRETT DAVID JONATHAN Chief Financial Officer Grant or award · Stock Options (right to buy) +213,000 213,000
2013-04-05 ELLISON RUSSELL H Chief Executive Officer Grant or award · Restricted Stock Units +200,000 150,000
2013-04-05 ELLISON RUSSELL H Chief Executive Officer Grant or award · Phantom Stock +50,000 50,000
2013-04-05 ELLISON RUSSELL H Chief Executive Officer Grant or award · Restricted Stock Units +200,000 150,000
2013-04-05 ELLISON RUSSELL H Chief Executive Officer Grant or award · Phantom Stock +50,000 50,000
2013-04-05 BARRETT DAVID JONATHAN Chief Financial Officer Grant or award · Restricted Stock Units +200,000 150,000
2013-04-05 BARRETT DAVID JONATHAN Chief Financial Officer Grant or award · Phantom Stock +50,000 50,000
2013-04-05 ELLISON RUSSELL H Chief Executive Officer Grant or award · Restricted Stock Units +200,000 150,000
2013-04-05 ELLISON RUSSELL H Chief Executive Officer Grant or award · Phantom Stock +50,000 50,000
2013-04-05 BARRETT DAVID JONATHAN Chief Financial Officer Grant or award · Restricted Stock Units +200,000 150,000
2013-04-05 BARRETT DAVID JONATHAN Chief Financial Officer Grant or award · Phantom Stock +50,000 50,000
2013-03-20 ALTIG ANTHONY E Director Grant or award +15,000 $3.00 $45K 15,000
2013-03-06 AUERBACH MARK Director Grant or award · Stock Options (right to buy) +10,000 10,000
2013-03-06 Felder Joseph Director Grant or award · Stock Options (right to buy) +10,000 10,000
2013-03-06 HOLUBIAK MYRON Z Director Grant or award · Stock Options (right to buy) +10,000 10,000

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