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CIK 0001426800 · Non-accelerated filer<br>Smaller reporting company

ASSEMBLY BIOSCIENCES, INC.

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Ticker
ASMB
Exchange
Nasdaq
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
(833) 409-4583
Business address
TWO TOWER PLACE, 7TH FLOOR, SOUTH SAN FRANCISCO, CA, 94080
Former names
VENTRUS BIOSCIENCES INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$237,648
in 4 filings

Net −$237,648. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Okazaki Jason A −$122K CEO and President sold 3% of stake
  2. Gaggar Anuj −$51K Chief Medical Officer sold 5% of stake
  3. White Nicole S −$51K Chief Manufacturing Officer sold 4% of stake
  4. Bjorkquist Jeanette M −$14K PFO and PAO sold 4% of stake
Date Insider Transaction Shares Price Value Owned after
2014-07-10 HOLUBIAK MYRON Z Director Returned to the company · Stock Options (right to buy) −2,000 0
2014-07-10 HOLUBIAK MYRON Z Director Returned to the company · Stock Options (right to buy) −2,000 0
2014-07-10 HOLUBIAK MYRON Z Director Returned to the company · Stock Options (right to buy) −7,000 0
2014-07-10 AUERBACH MARK Director Grant or award · Stock Options (right to buy) +64,000 64,000
2014-07-10 AUERBACH MARK Director Returned to the company · Stock Options (right to buy) −2,000 0
2014-07-10 AUERBACH MARK Director Returned to the company · Stock Options (right to buy stock) −2,000 0
2014-07-10 AUERBACH MARK Director Returned to the company · Stock Options (right to buy stock) −7,000 0
2014-07-10 BARRETT DAVID JONATHAN Chief Financial Officer Grant or award · Stock Options (right to buy) +741,800 741,800
2014-07-10 BARRETT DAVID JONATHAN Chief Financial Officer Returned to the company · Stock Options (right to buy) −42,600 0
2014-07-10 BARRETT DAVID JONATHAN Chief Financial Officer Returned to the company · Stock Options (right to buy) −8,000 0
2014-07-10 BARRETT DAVID JONATHAN Chief Financial Officer Returned to the company · Stock Options (right to buy) −61,184 0
2014-07-10 BARRETT DAVID JONATHAN Chief Financial Officer Returned to the company · Restricted Stock Units −40,000 0
2014-07-10 BARRETT DAVID JONATHAN Chief Financial Officer Returned to the company · Phantom Stock −10,000 0
2014-05-27 ELLISON RUSSELL H Chief Executive Officer Purchase +13,000 $0.92 $12K 58,000
2014-05-23 ELLISON RUSSELL H Chief Executive Officer Purchase +15,000 $0.91 $14K 45,000
2014-05-23 BARRETT DAVID JONATHAN Chief Financial Officer Purchase +1,000 $0.88 $880 46,980
2014-05-22 ELLISON RUSSELL H Chief Executive Officer Purchase +5,000 $0.90 $5K 30,000
2014-05-22 BARRETT DAVID JONATHAN Chief Financial Officer Purchase +5,980 $0.86 $5K 45,980
2014-05-21 ELLISON RUSSELL H Chief Executive Officer Purchase +10,000 $0.87 $9K 25,000
2014-05-21 ALTIG ANTHONY E Director Grant or award +25,000 $0.88 $22K 40,000

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