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CIK 0001426800 · Non-accelerated filer<br>Smaller reporting company

ASSEMBLY BIOSCIENCES, INC.

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Ticker
ASMB
Exchange
Nasdaq
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
(833) 409-4583
Business address
TWO TOWER PLACE, 7TH FLOOR, SOUTH SAN FRANCISCO, CA, 94080
Former names
VENTRUS BIOSCIENCES INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$237,648
in 4 filings

Net −$237,648. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 89 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2018-05-01 RINGO WILLIAM R Director Option exercise · Stock Option (right to buy) −1,000 51,000
2018-04-17 EcoR1 Capital Fund Qualified, L.P. 10% owner Purchase · Call Options +246 $8.50 $2K 1,213
2018-04-13 EcoR1 Capital Fund Qualified, L.P. 10% owner Purchase · Call Options +967 $7.47 $7K 967
2018-04-02 Papkoff Jacqueline Sybil See remarks Grant or award · Stock Option (right to buy) +106,200 106,200
2018-04-02 RINGO WILLIAM R Director Option exercise +1,000 $7.20 $7K 20,465
2018-04-02 RINGO WILLIAM R Director Sale −1,000 $49.32 $49K 19,465
2018-04-02 RINGO WILLIAM R Director Option exercise · Stock Option (right to buy) −1,000 52,000
2018-03-29 Rollins Thomas E Chief Development Officer Grant or award +3,750 3,750
2018-03-29 Rollins Thomas E Chief Development Officer Grant or award · Stock Option (right to buy) +7,500 7,500
2018-03-29 Lopatin Uri A Chief Med. Off., VP Res. Dev. Grant or award +7,500 629,151
2018-03-29 Lopatin Uri A Chief Med. Off., VP Res. Dev. Grant or award · Stock Option (right to buy) +15,000 15,000
2018-03-29 Colonno Richard James See Remarks Grant or award +15,000 40,000
2018-03-29 Colonno Richard James See Remarks Grant or award · Stock Option (right to buy) +30,000 30,000
2018-03-29 Small Derek A CEO and President Grant or award +32,500 666,891
2018-03-29 Small Derek A CEO and President Grant or award · Stock Option (right to buy) +65,000 65,000
2018-03-08 Kim Helen Susan Director Grant or award · Stock Option (right to buy) +20,000 20,000
2018-03-08 COOPER GRAHAM K See Remarks Grant or award · Stock Option (right to buy) +220,000 220,000

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