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CIK 0001426800 · Non-accelerated filer<br>Smaller reporting company

ASSEMBLY BIOSCIENCES, INC.

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Ticker
ASMB
Exchange
Nasdaq
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
(833) 409-4583
Business address
TWO TOWER PLACE, 7TH FLOOR, SOUTH SAN FRANCISCO, CA, 94080
Former names
VENTRUS BIOSCIENCES INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$237,648
in 4 filings

Net −$237,648. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Okazaki Jason A −$122K CEO and President sold 3% of stake
  2. Gaggar Anuj −$51K Chief Medical Officer sold 5% of stake
  3. White Nicole S −$51K Chief Manufacturing Officer sold 4% of stake
  4. Bjorkquist Jeanette M −$14K PFO and PAO sold 4% of stake

Reading 89 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2018-09-05 Lopatin Uri A Chief Med. Off., VP Res. Dev. Sale −15,204 $40.09 $610K 613,947
2018-07-20 Colonno Richard James See Remarks Grant or award +25,000 65,000
2018-07-19 Small Derek A CEO and President Purchase +1,200 $41.19 $49K 668,091
2018-07-19 Small Derek A CEO and President Purchase +1,200 $41.77 $50K 669,291
2018-07-02 RINGO WILLIAM R Director Option exercise +1,000 $7.20 $7K 20,465
2018-07-02 RINGO WILLIAM R Director Sale −1,000 $38.50 $39K 19,465
2018-07-02 RINGO WILLIAM R Director Option exercise · Stock Option (right to buy) −1,000 49,000
2018-06-01 RINGO WILLIAM R Director Option exercise +1,000 $7.20 $7K 20,465
2018-06-01 RINGO WILLIAM R Director Sale −1,000 $42.47 $42K 19,465
2018-06-01 RINGO WILLIAM R Director Option exercise · Stock Option (right to buy) −1,000 50,000
2018-05-30 RINGO WILLIAM R Director Grant or award · Stock Option (right to buy) +7,500 7,500
2018-05-30 DiMarchi Richard D Director Grant or award · Stock Option (right to buy) +7,500 7,500
2018-05-30 AUERBACH MARK Director Grant or award · Stock Option (right to buy) +7,500 7,500
2018-05-30 HOLUBIAK MYRON Z Director Grant or award · Stock Option (right to buy) +7,500 7,500
2018-05-30 LEWIS ALAN Director Grant or award · Stock Option (right to buy) +7,500 7,500
2018-05-30 Kim Helen Susan Director Grant or award · Stock Option (right to buy) +7,500 7,500
2018-05-30 Mahony Susan Director Grant or award · Stock Option (right to buy) +7,500 7,500
2018-05-30 ALTIG ANTHONY E Director Grant or award · Stock Option (right to buy) +7,500 7,500
2018-05-01 RINGO WILLIAM R Director Option exercise +1,000 $7.20 $7K 20,465
2018-05-01 RINGO WILLIAM R Director Sale −1,000 $43.06 $43K 19,465

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