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CIK 0001426800 · Non-accelerated filer<br>Smaller reporting company

ASSEMBLY BIOSCIENCES, INC.

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Ticker
ASMB
Exchange
Nasdaq
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
(833) 409-4583
Business address
TWO TOWER PLACE, 7TH FLOOR, SOUTH SAN FRANCISCO, CA, 94080
Former names
VENTRUS BIOSCIENCES INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$237,648
in 4 filings

Net −$237,648. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Okazaki Jason A −$122K CEO and President sold 3% of stake
  2. Gaggar Anuj −$51K Chief Medical Officer sold 5% of stake
  3. White Nicole S −$51K Chief Manufacturing Officer sold 4% of stake
  4. Bjorkquist Jeanette M −$14K PFO and PAO sold 4% of stake

Reading 89 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2019-05-17 HOLUBIAK MYRON Z Director Grant or award · Stock Option (right to buy) +10,000 10,000
2019-05-17 DiMarchi Richard D Director Grant or award · Stock Option (right to buy) +10,000 10,000
2019-05-17 AUERBACH MARK Director Grant or award · Stock Option (right to buy) +10,000 10,000
2019-05-17 ALTIG ANTHONY E Director Grant or award · Stock Option (right to buy) +10,000 10,000
2019-03-29 Papkoff Jacqueline Sybil See Remarks Grant or award +13,750 24,375
2019-03-29 Papkoff Jacqueline Sybil See Remarks Grant or award · Stock Option (right to buy) +27,500 27,500
2019-03-29 Lopatin Uri A Chief Medical Officer Grant or award +13,750 627,361
2019-03-29 Lopatin Uri A Chief Medical Officer Grant or award · Stock Option (right to buy) +27,500 27,500
2019-03-29 Colonno Richard James See Remarks Grant or award +16,250 126,250
2019-03-29 Colonno Richard James See Remarks Grant or award · Stock Option (right to buy) +32,500 32,500
2019-03-29 COOPER GRAHAM K See Remarks Grant or award +17,500 117,500
2019-03-29 COOPER GRAHAM K See Remarks Grant or award · Stock Option (right to buy) +35,000 35,000
2019-03-29 Small Derek A CEO and President Grant or award +32,500 701,791
2019-03-29 Small Derek A CEO and President Grant or award · Stock Option (right to buy) +65,000 65,000
2018-12-12 Papkoff Jacqueline Sybil See Remarks Grant or award +10,625 10,625
2018-12-12 Papkoff Jacqueline Sybil See Remarks Grant or award · Stock Option (right to buy) +21,250 21,250
2018-12-12 Colonno Richard James See Remarks Grant or award +20,000 110,000
2018-12-12 COOPER GRAHAM K See Remarks Grant or award +100,000 100,000
2018-11-23 Colonno Richard James See Remarks Grant or award +25,000 90,000
2018-09-06 Lopatin Uri A Chief Med. Off., VP Res. Dev. Sale −336 $40.01 $13K 613,611

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