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CIK 0001426800 · Non-accelerated filer<br>Smaller reporting company

ASSEMBLY BIOSCIENCES, INC.

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Ticker
ASMB
Exchange
Nasdaq
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
(833) 409-4583
Business address
TWO TOWER PLACE, 7TH FLOOR, SOUTH SAN FRANCISCO, CA, 94080
Former names
VENTRUS BIOSCIENCES INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$237,648
in 4 filings

Net −$237,648. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Okazaki Jason A −$122K CEO and President sold 3% of stake
  2. Gaggar Anuj −$51K Chief Medical Officer sold 5% of stake
  3. White Nicole S −$51K Chief Manufacturing Officer sold 4% of stake
  4. Bjorkquist Jeanette M −$14K PFO and PAO sold 4% of stake

Reading 89 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2021-05-20 RINGO WILLIAM R Director Grant or award · Stock Option (right to buy) +15,000 15,000
2021-05-20 Mahony Susan Director Grant or award · Stock Option (right to buy) +15,000 15,000
2021-05-20 Johnson-Pratt Lisa Director Grant or award · Stock Option (right to buy) +30,000 30,000
2021-05-20 HOLUBIAK MYRON Z Director Grant or award · Stock Option (right to buy) +15,000 15,000
2021-05-20 DiMarchi Richard D Director Grant or award · Stock Option (right to buy) +15,000 15,000
2021-05-20 Consylman Gina Director Grant or award · Stock Option (right to buy) +15,000 15,000
2021-05-20 ALTIG ANTHONY E Director Grant or award · Stock Option (right to buy) +15,000 15,000
2021-03-29 Delaney William E IV Chief Scientific Officer Grant or award +11,250 56,250
2021-03-29 Delaney William E IV Chief Scientific Officer Grant or award · Stock Option (right to buy) +67,500 67,500
2021-03-29 Stamm Luisa M Chief Medical Officer Grant or award +11,250 18,853
2021-03-29 Stamm Luisa M Chief Medical Officer Grant or award · Stock Option (right to buy) +67,500 67,500
2021-03-29 Russo Thomas Joseph CFO Grant or award +11,250 54,633
2021-03-29 Russo Thomas Joseph CFO Grant or award · Stock Option (right to buy) +67,500 67,500
2021-03-29 Okazaki Jason A Chief Legal & Business Officer Grant or award +13,750 67,250
2021-03-29 Okazaki Jason A Chief Legal & Business Officer Grant or award · Stock Option (right to buy) +82,500 82,500
2021-03-29 McHutchison John G CEO and President Grant or award · Stock Option (right to buy) +305,000 305,000
2020-12-14 Papkoff Jacqueline Sybil SVP-CSO Microbiome Sale −1,297 $6.15 $8K 37,364
2020-11-09 Stamm Luisa M Chief Medical Officer Sale −4,397 $5.10 $22K 7,603
2020-10-19 Consylman Gina Director Grant or award · Stock Option (right to buy) +20,000 20,000
2020-08-07 McHutchison John G CEO and President Sale −11,395 $21.76 $248K 138,605

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