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CIK 0001398733 · Non-accelerated filer<br>Smaller reporting company

Aquestive Therapeutics, Inc.

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Ticker
AQST
Exchange
Nasdaq
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
208623253
Phone
908-941-1900
Business address
184 LIBERTY CORNER ROAD, SUITE 305, WARREN, NJ
Former names
MonoSol Rx, Inc.
Open-market buys, last 90 days
$99,331
in 1 filing
Open-market sales, last 90 days
$378,930
in 4 filings, $379K under 10b5-1 plans

Net −$279,599. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Date Insider Transaction Shares Price Value Owned after
2018-11-30 Kendall Keith J CEO and President Option exercise · Restricted Stock Unit −14,572 87,432
2018-11-27 BRAENDER LORI J General Counsel Purchase +1,000 $10.57 $11K 1,000
2018-11-27 Kendall Keith J CEO and President Purchase +1,000 $9.87 $10K 621,139
2018-11-26 Wood Theresa SVP-HR and Org. Development Purchase +500 $10.34 $5K 79,765
2018-11-23 Kendall Keith J CEO and President Purchase +1,950 $9.90 $19K 620,139
2018-11-21 Marshall Ken W. Commercial Leader Purchase +1,445 $10.15 $15K 1,445
2018-11-21 Schobel Alexander Mark Chief Innovation/Tech Officer Purchase +1,000 $10.25 $10K 1,009,229
2018-11-21 Maxwell John T. SVP-Chief Financial Officer Purchase +10,000 $9.80 $98K 148,614
2018-11-21 Kendall Keith J CEO and President Purchase +6,000 $10.17 $61K 618,189
2018-11-21 Boyd Peter E. SVP-Operations/Value Delivery Purchase +200 $9.98 $2K 49,639
2018-09-30 Kendall Keith J CEO and President Option exercise +329 1,008,391
2018-09-30 Kendall Keith J CEO and President Shares withheld for taxes −162 $17.51 $3K 1,008,229
2018-09-30 Kendall Keith J CEO and President Option exercise · Restricted Stock Unit −329 2,307
2018-09-30 Schobel Alexander Mark Chief Innovation/Tech Officer Option exercise +329 1,008,391
2018-09-30 Schobel Alexander Mark Chief Innovation/Tech Officer Shares withheld for taxes −162 $17.51 $3K 1,008,229
2018-09-30 Schobel Alexander Mark Chief Innovation/Tech Officer Option exercise · Restricted Stock Unit −329 2,307
2018-09-10 BRAENDER LORI J SVP, General Counsel Grant or award · Stock Option (Right to Purchase) +85,000 85,000
2018-08-31 Kendall Keith J CEO and President Option exercise +14,572 1,014,572
2018-08-31 Kendall Keith J CEO and President Shares withheld for taxes −6,510 $18.01 $117K 1,008,062
2018-08-31 Kendall Keith J CEO and President Option exercise · Restricted Stock Unit −14,572 102,004

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