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CIK 0001398733 · Non-accelerated filer<br>Smaller reporting company

Aquestive Therapeutics, Inc.

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Ticker
AQST
Exchange
Nasdaq
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
208623253
Phone
908-941-1900
Business address
184 LIBERTY CORNER ROAD, SUITE 305, WARREN, NJ
Former names
MonoSol Rx, Inc.
Open-market buys, last 90 days
$99,331
in 1 filing
Open-market sales, last 90 days
$378,930
in 4 filings, $379K under 10b5-1 plans

Net −$279,599. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Date Insider Transaction Shares Price Value Owned after
2019-09-30 Schobel Alexander Mark Chief Innovation/Tech Officer Option exercise +329 1,044,310
2019-09-30 Schobel Alexander Mark Chief Innovation/Tech Officer Shares withheld for taxes −145 $3.18 $461 1,044,165
2019-09-30 Schobel Alexander Mark Chief Innovation/Tech Officer Option exercise · Restricted Stock Units −329 991
2019-09-30 Kendall Keith J CEO and President Option exercise +329 662,806
2019-09-30 Kendall Keith J CEO and President Shares withheld for taxes −150 $3.18 $477 662,656
2019-09-30 Kendall Keith J CEO and President Option exercise · Restricted Stock Units −329 991
2019-09-18 Marshall Ken W. SVP, Chief Commercial Officer Grant or award · Non-Qualified Stock Option (right to buy) +66,000 66,000
2019-08-31 Kendall Keith J CEO and President Option exercise +14,572 669,153
2019-08-31 Kendall Keith J CEO and President Shares withheld for taxes −6,676 $3.80 $25K 662,477
2019-08-31 Kendall Keith J CEO and President Option exercise · Restricted Stock Units −14,572 43,716
2019-08-31 Schobel Alexander Mark Chief Innovation/Tech Officer Option exercise +14,572 1,050,441
2019-08-31 Schobel Alexander Mark Chief Innovation/Tech Officer Shares withheld for taxes −6,460 $3.80 $25K 1,043,981
2019-08-31 Schobel Alexander Mark Chief Innovation/Tech Officer Option exercise · Restricted Stock Units −14,572 43,716
2019-08-27 Barber Daniel SVP-Chief Operating Officer Purchase +2,000 $3.99 $8K 101,959
2019-08-21 Scibetta James S Director Purchase +900 $3.81 $3K 31,635
2019-08-20 Scibetta James S Director Purchase +11,310 $3.80 $43K 30,735
2019-08-19 Scibetta James S Director Purchase +10,761 $3.77 $41K 19,425
2019-08-14 Kendall Keith J CEO and President Purchase +1,000 $3.70 $4K 653,581
2019-08-14 Kendall Keith J CEO and President Purchase +1,000 $3.65 $4K 654,581
2019-08-13 Kendall Keith J CEO and President Purchase +1,000 $4.05 $4K 652,581

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